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How to Write a Research Paper Introduction (with Examples)

How to Write a Research Paper Introduction (with Examples)

The research paper introduction section, along with the Title and Abstract, can be considered the face of any research paper. The following article is intended to guide you in organizing and writing the research paper introduction for a quality academic article or dissertation.

The research paper introduction aims to present the topic to the reader. A study will only be accepted for publishing if you can ascertain that the available literature cannot answer your research question. So it is important to ensure that you have read important studies on that particular topic, especially those within the last five to ten years, and that they are properly referenced in this section. 1 What should be included in the research paper introduction is decided by what you want to tell readers about the reason behind the research and how you plan to fill the knowledge gap. The best research paper introduction provides a systemic review of existing work and demonstrates additional work that needs to be done. It needs to be brief, captivating, and well-referenced; a well-drafted research paper introduction will help the researcher win half the battle.

The introduction for a research paper is where you set up your topic and approach for the reader. It has several key goals:

  • Present your research topic
  • Capture reader interest
  • Summarize existing research
  • Position your own approach
  • Define your specific research problem and problem statement
  • Highlight the novelty and contributions of the study
  • Give an overview of the paper’s structure

The research paper introduction can vary in size and structure depending on whether your paper presents the results of original empirical research or is a review paper. Some research paper introduction examples are only half a page while others are a few pages long. In many cases, the introduction will be shorter than all of the other sections of your paper; its length depends on the size of your paper as a whole.

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Table of Contents

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The introduction in a research paper is placed at the beginning to guide the reader from a broad subject area to the specific topic that your research addresses. They present the following information to the reader

  • Scope: The topic covered in the research paper
  • Context: Background of your topic
  • Importance: Why your research matters in that particular area of research and the industry problem that can be targeted

The research paper introduction conveys a lot of information and can be considered an essential roadmap for the rest of your paper. A good introduction for a research paper is important for the following reasons:

  • It stimulates your reader’s interest: A good introduction section can make your readers want to read your paper by capturing their interest. It informs the reader what they are going to learn and helps determine if the topic is of interest to them.
  • It helps the reader understand the research background: Without a clear introduction, your readers may feel confused and even struggle when reading your paper. A good research paper introduction will prepare them for the in-depth research to come. It provides you the opportunity to engage with the readers and demonstrate your knowledge and authority on the specific topic.
  • It explains why your research paper is worth reading: Your introduction can convey a lot of information to your readers. It introduces the topic, why the topic is important, and how you plan to proceed with your research.
  • It helps guide the reader through the rest of the paper: The research paper introduction gives the reader a sense of the nature of the information that will support your arguments and the general organization of the paragraphs that will follow. It offers an overview of what to expect when reading the main body of your paper.

What are the parts of introduction in the research?

A good research paper introduction section should comprise three main elements: 2

  • What is known: This sets the stage for your research. It informs the readers of what is known on the subject.
  • What is lacking: This is aimed at justifying the reason for carrying out your research. This could involve investigating a new concept or method or building upon previous research.
  • What you aim to do: This part briefly states the objectives of your research and its major contributions. Your detailed hypothesis will also form a part of this section.

How to write a research paper introduction?

The first step in writing the research paper introduction is to inform the reader what your topic is and why it’s interesting or important. This is generally accomplished with a strong opening statement. The second step involves establishing the kinds of research that have been done and ending with limitations or gaps in the research that you intend to address. Finally, the research paper introduction clarifies how your own research fits in and what problem it addresses. If your research involved testing hypotheses, these should be stated along with your research question. The hypothesis should be presented in the past tense since it will have been tested by the time you are writing the research paper introduction.

The following key points, with examples, can guide you when writing the research paper introduction section:

  • Highlight the importance of the research field or topic
  • Describe the background of the topic
  • Present an overview of current research on the topic

Example: The inclusion of experiential and competency-based learning has benefitted electronics engineering education. Industry partnerships provide an excellent alternative for students wanting to engage in solving real-world challenges. Industry-academia participation has grown in recent years due to the need for skilled engineers with practical training and specialized expertise. However, from the educational perspective, many activities are needed to incorporate sustainable development goals into the university curricula and consolidate learning innovation in universities.

  • Reveal a gap in existing research or oppose an existing assumption
  • Formulate the research question

Example: There have been plausible efforts to integrate educational activities in higher education electronics engineering programs. However, very few studies have considered using educational research methods for performance evaluation of competency-based higher engineering education, with a focus on technical and or transversal skills. To remedy the current need for evaluating competencies in STEM fields and providing sustainable development goals in engineering education, in this study, a comparison was drawn between study groups without and with industry partners.

  • State the purpose of your study
  • Highlight the key characteristics of your study
  • Describe important results
  • Highlight the novelty of the study.
  • Offer a brief overview of the structure of the paper.

Example: The study evaluates the main competency needed in the applied electronics course, which is a fundamental core subject for many electronics engineering undergraduate programs. We compared two groups, without and with an industrial partner, that offered real-world projects to solve during the semester. This comparison can help determine significant differences in both groups in terms of developing subject competency and achieving sustainable development goals.

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what is included in an introduction for a research paper

How to use Paperpal to write the Introduction section

Step 1: Sign up on Paperpal and click on the Copilot feature, under this choose Outlines > Research Article > Introduction

Step 2: Add your unstructured notes or initial draft, whether in English or another language, to Paperpal, which is to be used as the base for your content.

Step 3: Fill in the specifics, such as your field of study, brief description or details you want to include, which will help the AI generate the outline for your Introduction.

Step 4: Use this outline and sentence suggestions to develop your content, adding citations where needed and modifying it to align with your specific research focus.

Step 5: Turn to Paperpal’s granular language checks to refine your content, tailor it to reflect your personal writing style, and ensure it effectively conveys your message.

You can use the same process to develop each section of your article, and finally your research paper in half the time and without any of the stress.

The purpose of the research paper introduction is to introduce the reader to the problem definition, justify the need for the study, and describe the main theme of the study. The aim is to gain the reader’s attention by providing them with necessary background information and establishing the main purpose and direction of the research.

The length of the research paper introduction can vary across journals and disciplines. While there are no strict word limits for writing the research paper introduction, an ideal length would be one page, with a maximum of 400 words over 1-4 paragraphs. Generally, it is one of the shorter sections of the paper as the reader is assumed to have at least a reasonable knowledge about the topic. 2 For example, for a study evaluating the role of building design in ensuring fire safety, there is no need to discuss definitions and nature of fire in the introduction; you could start by commenting upon the existing practices for fire safety and how your study will add to the existing knowledge and practice.

When deciding what to include in the research paper introduction, the rest of the paper should also be considered. The aim is to introduce the reader smoothly to the topic and facilitate an easy read without much dependency on external sources. 3 Below is a list of elements you can include to prepare a research paper introduction outline and follow it when you are writing the research paper introduction. Topic introduction: This can include key definitions and a brief history of the topic. Research context and background: Offer the readers some general information and then narrow it down to specific aspects. Details of the research you conducted: A brief literature review can be included to support your arguments or line of thought. Rationale for the study: This establishes the relevance of your study and establishes its importance. Importance of your research: The main contributions are highlighted to help establish the novelty of your study Research hypothesis: Introduce your research question and propose an expected outcome. Organization of the paper: Include a short paragraph of 3-4 sentences that highlights your plan for the entire paper

Cite only works that are most relevant to your topic; as a general rule, you can include one to three. Note that readers want to see evidence of original thinking. So it is better to avoid using too many references as it does not leave much room for your personal standpoint to shine through. Citations in your research paper introduction support the key points, and the number of citations depend on the subject matter and the point discussed. If the research paper introduction is too long or overflowing with citations, it is better to cite a few review articles rather than the individual articles summarized in the review. A good point to remember when citing research papers in the introduction section is to include at least one-third of the references in the introduction.

The literature review plays a significant role in the research paper introduction section. A good literature review accomplishes the following: Introduces the topic – Establishes the study’s significance – Provides an overview of the relevant literature – Provides context for the study using literature – Identifies knowledge gaps However, remember to avoid making the following mistakes when writing a research paper introduction: Do not use studies from the literature review to aggressively support your research Avoid direct quoting Do not allow literature review to be the focus of this section. Instead, the literature review should only aid in setting a foundation for the manuscript.

Remember the following key points for writing a good research paper introduction: 4

  • Avoid stuffing too much general information: Avoid including what an average reader would know and include only that information related to the problem being addressed in the research paper introduction. For example, when describing a comparative study of non-traditional methods for mechanical design optimization, information related to the traditional methods and differences between traditional and non-traditional methods would not be relevant. In this case, the introduction for the research paper should begin with the state-of-the-art non-traditional methods and methods to evaluate the efficiency of newly developed algorithms.
  • Avoid packing too many references: Cite only the required works in your research paper introduction. The other works can be included in the discussion section to strengthen your findings.
  • Avoid extensive criticism of previous studies: Avoid being overly critical of earlier studies while setting the rationale for your study. A better place for this would be the Discussion section, where you can highlight the advantages of your method.
  • Avoid describing conclusions of the study: When writing a research paper introduction remember not to include the findings of your study. The aim is to let the readers know what question is being answered. The actual answer should only be given in the Results and Discussion section.

To summarize, the research paper introduction section should be brief yet informative. It should convince the reader the need to conduct the study and motivate him to read further. If you’re feeling stuck or unsure, choose trusted AI academic writing assistants like Paperpal to effortlessly craft your research paper introduction and other sections of your research article.

1. Jawaid, S. A., & Jawaid, M. (2019). How to write introduction and discussion. Saudi Journal of Anaesthesia, 13(Suppl 1), S18.

2. Dewan, P., & Gupta, P. (2016). Writing the title, abstract and introduction: Looks matter!. Indian pediatrics, 53, 235-241.

3. Cetin, S., & Hackam, D. J. (2005). An approach to the writing of a scientific Manuscript1. Journal of Surgical Research, 128(2), 165-167.

4. Bavdekar, S. B. (2015). Writing introduction: Laying the foundations of a research paper. Journal of the Association of Physicians of India, 63(7), 44-6.

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Home » Research Paper Introduction – Writing Guide and Examples

Research Paper Introduction – Writing Guide and Examples

Table of Contents

Research Paper Introduction

Research Paper Introduction

Research paper introduction is the first section of a research paper that provides an overview of the study, its purpose, and the research question (s) or hypothesis (es) being investigated. It typically includes background information about the topic, a review of previous research in the field, and a statement of the research objectives. The introduction is intended to provide the reader with a clear understanding of the research problem, why it is important, and how the study will contribute to existing knowledge in the field. It also sets the tone for the rest of the paper and helps to establish the author’s credibility and expertise on the subject.

How to Write Research Paper Introduction

Writing an introduction for a research paper can be challenging because it sets the tone for the entire paper. Here are some steps to follow to help you write an effective research paper introduction:

  • Start with a hook : Begin your introduction with an attention-grabbing statement, a question, or a surprising fact that will make the reader interested in reading further.
  • Provide background information: After the hook, provide background information on the topic. This information should give the reader a general idea of what the topic is about and why it is important.
  • State the research problem: Clearly state the research problem or question that the paper addresses. This should be done in a concise and straightforward manner.
  • State the research objectives: After stating the research problem, clearly state the research objectives. This will give the reader an idea of what the paper aims to achieve.
  • Provide a brief overview of the paper: At the end of the introduction, provide a brief overview of the paper. This should include a summary of the main points that will be discussed in the paper.
  • Revise and refine: Finally, revise and refine your introduction to ensure that it is clear, concise, and engaging.

Structure of Research Paper Introduction

The following is a typical structure for a research paper introduction:

  • Background Information: This section provides an overview of the topic of the research paper, including relevant background information and any previous research that has been done on the topic. It helps to give the reader a sense of the context for the study.
  • Problem Statement: This section identifies the specific problem or issue that the research paper is addressing. It should be clear and concise, and it should articulate the gap in knowledge that the study aims to fill.
  • Research Question/Hypothesis : This section states the research question or hypothesis that the study aims to answer. It should be specific and focused, and it should clearly connect to the problem statement.
  • Significance of the Study: This section explains why the research is important and what the potential implications of the study are. It should highlight the contribution that the research makes to the field.
  • Methodology: This section describes the research methods that were used to conduct the study. It should be detailed enough to allow the reader to understand how the study was conducted and to evaluate the validity of the results.
  • Organization of the Paper : This section provides a brief overview of the structure of the research paper. It should give the reader a sense of what to expect in each section of the paper.

Research Paper Introduction Examples

Research Paper Introduction Examples could be:

Example 1: In recent years, the use of artificial intelligence (AI) has become increasingly prevalent in various industries, including healthcare. AI algorithms are being developed to assist with medical diagnoses, treatment recommendations, and patient monitoring. However, as the use of AI in healthcare grows, ethical concerns regarding privacy, bias, and accountability have emerged. This paper aims to explore the ethical implications of AI in healthcare and propose recommendations for addressing these concerns.

Example 2: Climate change is one of the most pressing issues facing our planet today. The increasing concentration of greenhouse gases in the atmosphere has resulted in rising temperatures, changing weather patterns, and other environmental impacts. In this paper, we will review the scientific evidence on climate change, discuss the potential consequences of inaction, and propose solutions for mitigating its effects.

Example 3: The rise of social media has transformed the way we communicate and interact with each other. While social media platforms offer many benefits, including increased connectivity and access to information, they also present numerous challenges. In this paper, we will examine the impact of social media on mental health, privacy, and democracy, and propose solutions for addressing these issues.

Example 4: The use of renewable energy sources has become increasingly important in the face of climate change and environmental degradation. While renewable energy technologies offer many benefits, including reduced greenhouse gas emissions and energy independence, they also present numerous challenges. In this paper, we will assess the current state of renewable energy technology, discuss the economic and political barriers to its adoption, and propose solutions for promoting the widespread use of renewable energy.

Purpose of Research Paper Introduction

The introduction section of a research paper serves several important purposes, including:

  • Providing context: The introduction should give readers a general understanding of the topic, including its background, significance, and relevance to the field.
  • Presenting the research question or problem: The introduction should clearly state the research question or problem that the paper aims to address. This helps readers understand the purpose of the study and what the author hopes to accomplish.
  • Reviewing the literature: The introduction should summarize the current state of knowledge on the topic, highlighting the gaps and limitations in existing research. This shows readers why the study is important and necessary.
  • Outlining the scope and objectives of the study: The introduction should describe the scope and objectives of the study, including what aspects of the topic will be covered, what data will be collected, and what methods will be used.
  • Previewing the main findings and conclusions : The introduction should provide a brief overview of the main findings and conclusions that the study will present. This helps readers anticipate what they can expect to learn from the paper.

When to Write Research Paper Introduction

The introduction of a research paper is typically written after the research has been conducted and the data has been analyzed. This is because the introduction should provide an overview of the research problem, the purpose of the study, and the research questions or hypotheses that will be investigated.

Once you have a clear understanding of the research problem and the questions that you want to explore, you can begin to write the introduction. It’s important to keep in mind that the introduction should be written in a way that engages the reader and provides a clear rationale for the study. It should also provide context for the research by reviewing relevant literature and explaining how the study fits into the larger field of research.

Advantages of Research Paper Introduction

The introduction of a research paper has several advantages, including:

  • Establishing the purpose of the research: The introduction provides an overview of the research problem, question, or hypothesis, and the objectives of the study. This helps to clarify the purpose of the research and provide a roadmap for the reader to follow.
  • Providing background information: The introduction also provides background information on the topic, including a review of relevant literature and research. This helps the reader understand the context of the study and how it fits into the broader field of research.
  • Demonstrating the significance of the research: The introduction also explains why the research is important and relevant. This helps the reader understand the value of the study and why it is worth reading.
  • Setting expectations: The introduction sets the tone for the rest of the paper and prepares the reader for what is to come. This helps the reader understand what to expect and how to approach the paper.
  • Grabbing the reader’s attention: A well-written introduction can grab the reader’s attention and make them interested in reading further. This is important because it can help to keep the reader engaged and motivated to read the rest of the paper.
  • Creating a strong first impression: The introduction is the first part of the research paper that the reader will see, and it can create a strong first impression. A well-written introduction can make the reader more likely to take the research seriously and view it as credible.
  • Establishing the author’s credibility: The introduction can also establish the author’s credibility as a researcher. By providing a clear and thorough overview of the research problem and relevant literature, the author can demonstrate their expertise and knowledge in the field.
  • Providing a structure for the paper: The introduction can also provide a structure for the rest of the paper. By outlining the main sections and sub-sections of the paper, the introduction can help the reader navigate the paper and find the information they are looking for.

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  • If you are writing in a new discipline, you should always make sure to ask about conventions and expectations for introductions, just as you would for any other aspect of the essay. For example, while it may be acceptable to write a two-paragraph (or longer) introduction for your papers in some courses, instructors in other disciplines, such as those in some Government courses, may expect a shorter introduction that includes a preview of the argument that will follow.  
  • In some disciplines (Government, Economics, and others), it’s common to offer an overview in the introduction of what points you will make in your essay. In other disciplines, you will not be expected to provide this overview in your introduction.  
  • Avoid writing a very general opening sentence. While it may be true that “Since the dawn of time, people have been telling love stories,” it won’t help you explain what’s interesting about your topic.  
  • Avoid writing a “funnel” introduction in which you begin with a very broad statement about a topic and move to a narrow statement about that topic. Broad generalizations about a topic will not add to your readers’ understanding of your specific essay topic.  
  • Avoid beginning with a dictionary definition of a term or concept you will be writing about. If the concept is complicated or unfamiliar to your readers, you will need to define it in detail later in your essay. If it’s not complicated, you can assume your readers already know the definition.  
  • Avoid offering too much detail in your introduction that a reader could better understand later in the paper.
  • picture_as_pdf Introductions
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Organizing Your Social Sciences Research Paper

  • 4. The Introduction
  • Purpose of Guide
  • Design Flaws to Avoid
  • Independent and Dependent Variables
  • Glossary of Research Terms
  • Reading Research Effectively
  • Narrowing a Topic Idea
  • Broadening a Topic Idea
  • Extending the Timeliness of a Topic Idea
  • Academic Writing Style
  • Applying Critical Thinking
  • Choosing a Title
  • Making an Outline
  • Paragraph Development
  • Research Process Video Series
  • Executive Summary
  • The C.A.R.S. Model
  • Background Information
  • The Research Problem/Question
  • Theoretical Framework
  • Citation Tracking
  • Content Alert Services
  • Evaluating Sources
  • Primary Sources
  • Secondary Sources
  • Tiertiary Sources
  • Scholarly vs. Popular Publications
  • Qualitative Methods
  • Quantitative Methods
  • Insiderness
  • Using Non-Textual Elements
  • Limitations of the Study
  • Common Grammar Mistakes
  • Writing Concisely
  • Avoiding Plagiarism
  • Footnotes or Endnotes?
  • Further Readings
  • Generative AI and Writing
  • USC Libraries Tutorials and Other Guides
  • Bibliography

The introduction leads the reader from a general subject area to a particular topic of inquiry. It establishes the scope, context, and significance of the research being conducted by summarizing current understanding and background information about the topic, stating the purpose of the work in the form of the research problem supported by a hypothesis or a set of questions, explaining briefly the methodological approach used to examine the research problem, highlighting the potential outcomes your study can reveal, and outlining the remaining structure and organization of the paper.

Key Elements of the Research Proposal. Prepared under the direction of the Superintendent and by the 2010 Curriculum Design and Writing Team. Baltimore County Public Schools.

Importance of a Good Introduction

Think of the introduction as a mental road map that must answer for the reader these four questions:

  • What was I studying?
  • Why was this topic important to investigate?
  • What did we know about this topic before I did this study?
  • How will this study advance new knowledge or new ways of understanding?

According to Reyes, there are three overarching goals of a good introduction: 1) ensure that you summarize prior studies about the topic in a manner that lays a foundation for understanding the research problem; 2) explain how your study specifically addresses gaps in the literature, insufficient consideration of the topic, or other deficiency in the literature; and, 3) note the broader theoretical, empirical, and/or policy contributions and implications of your research.

A well-written introduction is important because, quite simply, you never get a second chance to make a good first impression. The opening paragraphs of your paper will provide your readers with their initial impressions about the logic of your argument, your writing style, the overall quality of your research, and, ultimately, the validity of your findings and conclusions. A vague, disorganized, or error-filled introduction will create a negative impression, whereas, a concise, engaging, and well-written introduction will lead your readers to think highly of your analytical skills, your writing style, and your research approach. All introductions should conclude with a brief paragraph that describes the organization of the rest of the paper.

Hirano, Eliana. “Research Article Introductions in English for Specific Purposes: A Comparison between Brazilian, Portuguese, and English.” English for Specific Purposes 28 (October 2009): 240-250; Samraj, B. “Introductions in Research Articles: Variations Across Disciplines.” English for Specific Purposes 21 (2002): 1–17; Introductions. The Writing Center. University of North Carolina; “Writing Introductions.” In Good Essay Writing: A Social Sciences Guide. Peter Redman. 4th edition. (London: Sage, 2011), pp. 63-70; Reyes, Victoria. Demystifying the Journal Article. Inside Higher Education.

Structure and Writing Style

I.  Structure and Approach

The introduction is the broad beginning of the paper that answers three important questions for the reader:

  • What is this?
  • Why should I read it?
  • What do you want me to think about / consider doing / react to?

Think of the structure of the introduction as an inverted triangle of information that lays a foundation for understanding the research problem. Organize the information so as to present the more general aspects of the topic early in the introduction, then narrow your analysis to more specific topical information that provides context, finally arriving at your research problem and the rationale for studying it [often written as a series of key questions to be addressed or framed as a hypothesis or set of assumptions to be tested] and, whenever possible, a description of the potential outcomes your study can reveal.

These are general phases associated with writing an introduction: 1.  Establish an area to research by:

  • Highlighting the importance of the topic, and/or
  • Making general statements about the topic, and/or
  • Presenting an overview on current research on the subject.

2.  Identify a research niche by:

  • Opposing an existing assumption, and/or
  • Revealing a gap in existing research, and/or
  • Formulating a research question or problem, and/or
  • Continuing a disciplinary tradition.

3.  Place your research within the research niche by:

  • Stating the intent of your study,
  • Outlining the key characteristics of your study,
  • Describing important results, and
  • Giving a brief overview of the structure of the paper.

NOTE:   It is often useful to review the introduction late in the writing process. This is appropriate because outcomes are unknown until you've completed the study. After you complete writing the body of the paper, go back and review introductory descriptions of the structure of the paper, the method of data gathering, the reporting and analysis of results, and the conclusion. Reviewing and, if necessary, rewriting the introduction ensures that it correctly matches the overall structure of your final paper.

II.  Delimitations of the Study

Delimitations refer to those characteristics that limit the scope and define the conceptual boundaries of your research . This is determined by the conscious exclusionary and inclusionary decisions you make about how to investigate the research problem. In other words, not only should you tell the reader what it is you are studying and why, but you must also acknowledge why you rejected alternative approaches that could have been used to examine the topic.

Obviously, the first limiting step was the choice of research problem itself. However, implicit are other, related problems that could have been chosen but were rejected. These should be noted in the conclusion of your introduction. For example, a delimitating statement could read, "Although many factors can be understood to impact the likelihood young people will vote, this study will focus on socioeconomic factors related to the need to work full-time while in school." The point is not to document every possible delimiting factor, but to highlight why previously researched issues related to the topic were not addressed.

Examples of delimitating choices would be:

  • The key aims and objectives of your study,
  • The research questions that you address,
  • The variables of interest [i.e., the various factors and features of the phenomenon being studied],
  • The method(s) of investigation,
  • The time period your study covers, and
  • Any relevant alternative theoretical frameworks that could have been adopted.

Review each of these decisions. Not only do you clearly establish what you intend to accomplish in your research, but you should also include a declaration of what the study does not intend to cover. In the latter case, your exclusionary decisions should be based upon criteria understood as, "not interesting"; "not directly relevant"; “too problematic because..."; "not feasible," and the like. Make this reasoning explicit!

NOTE:   Delimitations refer to the initial choices made about the broader, overall design of your study and should not be confused with documenting the limitations of your study discovered after the research has been completed.

ANOTHER NOTE: Do not view delimitating statements as admitting to an inherent failing or shortcoming in your research. They are an accepted element of academic writing intended to keep the reader focused on the research problem by explicitly defining the conceptual boundaries and scope of your study. It addresses any critical questions in the reader's mind of, "Why the hell didn't the author examine this?"

III.  The Narrative Flow

Issues to keep in mind that will help the narrative flow in your introduction :

  • Your introduction should clearly identify the subject area of interest . A simple strategy to follow is to use key words from your title in the first few sentences of the introduction. This will help focus the introduction on the topic at the appropriate level and ensures that you get to the subject matter quickly without losing focus, or discussing information that is too general.
  • Establish context by providing a brief and balanced review of the pertinent published literature that is available on the subject. The key is to summarize for the reader what is known about the specific research problem before you did your analysis. This part of your introduction should not represent a comprehensive literature review--that comes next. It consists of a general review of the important, foundational research literature [with citations] that establishes a foundation for understanding key elements of the research problem. See the drop-down menu under this tab for " Background Information " regarding types of contexts.
  • Clearly state the hypothesis that you investigated . When you are first learning to write in this format it is okay, and actually preferable, to use a past statement like, "The purpose of this study was to...." or "We investigated three possible mechanisms to explain the...."
  • Why did you choose this kind of research study or design? Provide a clear statement of the rationale for your approach to the problem studied. This will usually follow your statement of purpose in the last paragraph of the introduction.

IV.  Engaging the Reader

A research problem in the social sciences can come across as dry and uninteresting to anyone unfamiliar with the topic . Therefore, one of the goals of your introduction is to make readers want to read your paper. Here are several strategies you can use to grab the reader's attention:

  • Open with a compelling story . Almost all research problems in the social sciences, no matter how obscure or esoteric , are really about the lives of people. Telling a story that humanizes an issue can help illuminate the significance of the problem and help the reader empathize with those affected by the condition being studied.
  • Include a strong quotation or a vivid, perhaps unexpected, anecdote . During your review of the literature, make note of any quotes or anecdotes that grab your attention because they can used in your introduction to highlight the research problem in a captivating way.
  • Pose a provocative or thought-provoking question . Your research problem should be framed by a set of questions to be addressed or hypotheses to be tested. However, a provocative question can be presented in the beginning of your introduction that challenges an existing assumption or compels the reader to consider an alternative viewpoint that helps establish the significance of your study. 
  • Describe a puzzling scenario or incongruity . This involves highlighting an interesting quandary concerning the research problem or describing contradictory findings from prior studies about a topic. Posing what is essentially an unresolved intellectual riddle about the problem can engage the reader's interest in the study.
  • Cite a stirring example or case study that illustrates why the research problem is important . Draw upon the findings of others to demonstrate the significance of the problem and to describe how your study builds upon or offers alternatives ways of investigating this prior research.

NOTE:   It is important that you choose only one of the suggested strategies for engaging your readers. This avoids giving an impression that your paper is more flash than substance and does not distract from the substance of your study.

Freedman, Leora  and Jerry Plotnick. Introductions and Conclusions. University College Writing Centre. University of Toronto; Introduction. The Structure, Format, Content, and Style of a Journal-Style Scientific Paper. Department of Biology. Bates College; Introductions. The Writing Center. University of North Carolina; Introductions. The Writer’s Handbook. Writing Center. University of Wisconsin, Madison; Introductions, Body Paragraphs, and Conclusions for an Argument Paper. The Writing Lab and The OWL. Purdue University; “Writing Introductions.” In Good Essay Writing: A Social Sciences Guide . Peter Redman. 4th edition. (London: Sage, 2011), pp. 63-70; Resources for Writers: Introduction Strategies. Program in Writing and Humanistic Studies. Massachusetts Institute of Technology; Sharpling, Gerald. Writing an Introduction. Centre for Applied Linguistics, University of Warwick; Samraj, B. “Introductions in Research Articles: Variations Across Disciplines.” English for Specific Purposes 21 (2002): 1–17; Swales, John and Christine B. Feak. Academic Writing for Graduate Students: Essential Skills and Tasks . 2nd edition. Ann Arbor, MI: University of Michigan Press, 2004 ; Writing Your Introduction. Department of English Writing Guide. George Mason University.

Writing Tip

Avoid the "Dictionary" Introduction

Giving the dictionary definition of words related to the research problem may appear appropriate because it is important to define specific terminology that readers may be unfamiliar with. However, anyone can look a word up in the dictionary and a general dictionary is not a particularly authoritative source because it doesn't take into account the context of your topic and doesn't offer particularly detailed information. Also, placed in the context of a particular discipline, a term or concept may have a different meaning than what is found in a general dictionary. If you feel that you must seek out an authoritative definition, use a subject specific dictionary or encyclopedia [e.g., if you are a sociology student, search for dictionaries of sociology]. A good database for obtaining definitive definitions of concepts or terms is Credo Reference .

Saba, Robert. The College Research Paper. Florida International University; Introductions. The Writing Center. University of North Carolina.

Another Writing Tip

When Do I Begin?

A common question asked at the start of any paper is, "Where should I begin?" An equally important question to ask yourself is, "When do I begin?" Research problems in the social sciences rarely rest in isolation from history. Therefore, it is important to lay a foundation for understanding the historical context underpinning the research problem. However, this information should be brief and succinct and begin at a point in time that illustrates the study's overall importance. For example, a study that investigates coffee cultivation and export in West Africa as a key stimulus for local economic growth needs to describe the beginning of exporting coffee in the region and establishing why economic growth is important. You do not need to give a long historical explanation about coffee exports in Africa. If a research problem requires a substantial exploration of the historical context, do this in the literature review section. In your introduction, make note of this as part of the "roadmap" [see below] that you use to describe the organization of your paper.

Introductions. The Writing Center. University of North Carolina; “Writing Introductions.” In Good Essay Writing: A Social Sciences Guide . Peter Redman. 4th edition. (London: Sage, 2011), pp. 63-70.

Yet Another Writing Tip

Always End with a Roadmap

The final paragraph or sentences of your introduction should forecast your main arguments and conclusions and provide a brief description of the rest of the paper [the "roadmap"] that let's the reader know where you are going and what to expect. A roadmap is important because it helps the reader place the research problem within the context of their own perspectives about the topic. In addition, concluding your introduction with an explicit roadmap tells the reader that you have a clear understanding of the structural purpose of your paper. In this way, the roadmap acts as a type of promise to yourself and to your readers that you will follow a consistent and coherent approach to addressing the topic of inquiry. Refer to it often to help keep your writing focused and organized.

Cassuto, Leonard. “On the Dissertation: How to Write the Introduction.” The Chronicle of Higher Education , May 28, 2018; Radich, Michael. A Student's Guide to Writing in East Asian Studies . (Cambridge, MA: Harvard University Writing n. d.), pp. 35-37.

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what is included in an introduction for a research paper

Microsoft 365 Life Hacks > Writing > How to write an introduction for a research paper

How to write an introduction for a research paper

Beginnings are hard. Beginning a research paper is no exception. Many students—and pros—struggle with how to write an introduction for a research paper.

This short guide will describe the purpose of a research paper introduction and how to create a good one.

a research paper being viewed on a Acer TravelMate B311 2-in-1 on desk with pad of paper.

What is an introduction for a research paper?

Introductions to research papers do a lot of work.

It may seem obvious, but introductions are always placed at the beginning of a paper. They guide your reader from a general subject area to the narrow topic that your paper covers. They also explain your paper’s:

  • Scope: The topic you’ll be covering
  • Context: The background of your topic
  • Importance: Why your research matters in the context of an industry or the world

Your introduction will cover a lot of ground. However, it will only be half of a page to a few pages long. The length depends on the size of your paper as a whole. In many cases, the introduction will be shorter than all of the other sections of your paper.

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Why is an introduction vital to a research paper?

The introduction to your research paper isn’t just important. It’s critical.

Your readers don’t know what your research paper is about from the title. That’s where your introduction comes in. A good introduction will:

  • Help your reader understand your topic’s background
  • Explain why your research paper is worth reading
  • Offer a guide for navigating the rest of the piece
  • Pique your reader’s interest

Without a clear introduction, your readers will struggle. They may feel confused when they start reading your paper. They might even give up entirely. Your introduction will ground them and prepare them for the in-depth research to come.

What should you include in an introduction for a research paper?

Research paper introductions are always unique. After all, research is original by definition. However, they often contain six essential items. These are:

  • An overview of the topic. Start with a general overview of your topic. Narrow the overview until you address your paper’s specific subject. Then, mention questions or concerns you had about the case. Note that you will address them in the publication.
  • Prior research. Your introduction is the place to review other conclusions on your topic. Include both older scholars and modern scholars. This background information shows that you are aware of prior research. It also introduces past findings to those who might not have that expertise.
  • A rationale for your paper. Explain why your topic needs to be addressed right now. If applicable, connect it to current issues. Additionally, you can show a problem with former theories or reveal a gap in current research. No matter how you do it, a good rationale will interest your readers and demonstrate why they must read the rest of your paper.
  • Describe the methodology you used. Recount your processes to make your paper more credible. Lay out your goal and the questions you will address. Reveal how you conducted research and describe how you measured results. Moreover, explain why you made key choices.
  • A thesis statement. Your main introduction should end with a thesis statement. This statement summarizes the ideas that will run through your entire research article. It should be straightforward and clear.
  • An outline. Introductions often conclude with an outline. Your layout should quickly review what you intend to cover in the following sections. Think of it as a roadmap, guiding your reader to the end of your paper.

These six items are emphasized more or less, depending on your field. For example, a physics research paper might emphasize methodology. An English journal article might highlight the overview.

Three tips for writing your introduction

We don’t just want you to learn how to write an introduction for a research paper. We want you to learn how to make it shine.

There are three things you can do that will make it easier to write a great introduction. You can:

  • Write your introduction last. An introduction summarizes all of the things you’ve learned from your research. While it can feel good to get your preface done quickly, you should write the rest of your paper first. Then, you’ll find it easy to create a clear overview.
  • Include a strong quotation or story upfront. You want your paper to be full of substance. But that doesn’t mean it should feel boring or flat. Add a relevant quotation or surprising anecdote to the beginning of your introduction. This technique will pique the interest of your reader and leave them wanting more.
  • Be concise. Research papers cover complex topics. To help your readers, try to write as clearly as possible. Use concise sentences. Check for confusing grammar or syntax . Read your introduction out loud to catch awkward phrases. Before you finish your paper, be sure to proofread, too. Mistakes can seem unprofessional.

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The Writing Center • University of North Carolina at Chapel Hill

Introductions

What this handout is about.

This handout will explain the functions of introductions, offer strategies for creating effective introductions, and provide some examples of less effective introductions to avoid.

The role of introductions

Introductions and conclusions can be the most difficult parts of papers to write. Usually when you sit down to respond to an assignment, you have at least some sense of what you want to say in the body of your paper. You might have chosen a few examples you want to use or have an idea that will help you answer the main question of your assignment; these sections, therefore, may not be as hard to write. And it’s fine to write them first! But in your final draft, these middle parts of the paper can’t just come out of thin air; they need to be introduced and concluded in a way that makes sense to your reader.

Your introduction and conclusion act as bridges that transport your readers from their own lives into the “place” of your analysis. If your readers pick up your paper about education in the autobiography of Frederick Douglass, for example, they need a transition to help them leave behind the world of Chapel Hill, television, e-mail, and The Daily Tar Heel and to help them temporarily enter the world of nineteenth-century American slavery. By providing an introduction that helps your readers make a transition between their own world and the issues you will be writing about, you give your readers the tools they need to get into your topic and care about what you are saying. Similarly, once you’ve hooked your readers with the introduction and offered evidence to prove your thesis, your conclusion can provide a bridge to help your readers make the transition back to their daily lives. (See our handout on conclusions .)

Note that what constitutes a good introduction may vary widely based on the kind of paper you are writing and the academic discipline in which you are writing it. If you are uncertain what kind of introduction is expected, ask your instructor.

Why bother writing a good introduction?

You never get a second chance to make a first impression. The opening paragraph of your paper will provide your readers with their initial impressions of your argument, your writing style, and the overall quality of your work. A vague, disorganized, error-filled, off-the-wall, or boring introduction will probably create a negative impression. On the other hand, a concise, engaging, and well-written introduction will start your readers off thinking highly of you, your analytical skills, your writing, and your paper.

Your introduction is an important road map for the rest of your paper. Your introduction conveys a lot of information to your readers. You can let them know what your topic is, why it is important, and how you plan to proceed with your discussion. In many academic disciplines, your introduction should contain a thesis that will assert your main argument. Your introduction should also give the reader a sense of the kinds of information you will use to make that argument and the general organization of the paragraphs and pages that will follow. After reading your introduction, your readers should not have any major surprises in store when they read the main body of your paper.

Ideally, your introduction will make your readers want to read your paper. The introduction should capture your readers’ interest, making them want to read the rest of your paper. Opening with a compelling story, an interesting question, or a vivid example can get your readers to see why your topic matters and serve as an invitation for them to join you for an engaging intellectual conversation (remember, though, that these strategies may not be suitable for all papers and disciplines).

Strategies for writing an effective introduction

Start by thinking about the question (or questions) you are trying to answer. Your entire essay will be a response to this question, and your introduction is the first step toward that end. Your direct answer to the assigned question will be your thesis, and your thesis will likely be included in your introduction, so it is a good idea to use the question as a jumping off point. Imagine that you are assigned the following question:

Drawing on the Narrative of the Life of Frederick Douglass , discuss the relationship between education and slavery in 19th-century America. Consider the following: How did white control of education reinforce slavery? How did Douglass and other enslaved African Americans view education while they endured slavery? And what role did education play in the acquisition of freedom? Most importantly, consider the degree to which education was or was not a major force for social change with regard to slavery.

You will probably refer back to your assignment extensively as you prepare your complete essay, and the prompt itself can also give you some clues about how to approach the introduction. Notice that it starts with a broad statement and then narrows to focus on specific questions from the book. One strategy might be to use a similar model in your own introduction—start off with a big picture sentence or two and then focus in on the details of your argument about Douglass. Of course, a different approach could also be very successful, but looking at the way the professor set up the question can sometimes give you some ideas for how you might answer it. (See our handout on understanding assignments for additional information on the hidden clues in assignments.)

Decide how general or broad your opening should be. Keep in mind that even a “big picture” opening needs to be clearly related to your topic; an opening sentence that said “Human beings, more than any other creatures on earth, are capable of learning” would be too broad for our sample assignment about slavery and education. If you have ever used Google Maps or similar programs, that experience can provide a helpful way of thinking about how broad your opening should be. Imagine that you’re researching Chapel Hill. If what you want to find out is whether Chapel Hill is at roughly the same latitude as Rome, it might make sense to hit that little “minus” sign on the online map until it has zoomed all the way out and you can see the whole globe. If you’re trying to figure out how to get from Chapel Hill to Wrightsville Beach, it might make more sense to zoom in to the level where you can see most of North Carolina (but not the rest of the world, or even the rest of the United States). And if you are looking for the intersection of Ridge Road and Manning Drive so that you can find the Writing Center’s main office, you may need to zoom all the way in. The question you are asking determines how “broad” your view should be. In the sample assignment above, the questions are probably at the “state” or “city” level of generality. When writing, you need to place your ideas in context—but that context doesn’t generally have to be as big as the whole galaxy!

Try writing your introduction last. You may think that you have to write your introduction first, but that isn’t necessarily true, and it isn’t always the most effective way to craft a good introduction. You may find that you don’t know precisely what you are going to argue at the beginning of the writing process. It is perfectly fine to start out thinking that you want to argue a particular point but wind up arguing something slightly or even dramatically different by the time you’ve written most of the paper. The writing process can be an important way to organize your ideas, think through complicated issues, refine your thoughts, and develop a sophisticated argument. However, an introduction written at the beginning of that discovery process will not necessarily reflect what you wind up with at the end. You will need to revise your paper to make sure that the introduction, all of the evidence, and the conclusion reflect the argument you intend. Sometimes it’s easiest to just write up all of your evidence first and then write the introduction last—that way you can be sure that the introduction will match the body of the paper.

Don’t be afraid to write a tentative introduction first and then change it later. Some people find that they need to write some kind of introduction in order to get the writing process started. That’s fine, but if you are one of those people, be sure to return to your initial introduction later and rewrite if necessary.

Open with something that will draw readers in. Consider these options (remembering that they may not be suitable for all kinds of papers):

  • an intriguing example —for example, Douglass writes about a mistress who initially teaches him but then ceases her instruction as she learns more about slavery.
  • a provocative quotation that is closely related to your argument —for example, Douglass writes that “education and slavery were incompatible with each other.” (Quotes from famous people, inspirational quotes, etc. may not work well for an academic paper; in this example, the quote is from the author himself.)
  • a puzzling scenario —for example, Frederick Douglass says of slaves that “[N]othing has been left undone to cripple their intellects, darken their minds, debase their moral nature, obliterate all traces of their relationship to mankind; and yet how wonderfully they have sustained the mighty load of a most frightful bondage, under which they have been groaning for centuries!” Douglass clearly asserts that slave owners went to great lengths to destroy the mental capacities of slaves, yet his own life story proves that these efforts could be unsuccessful.
  • a vivid and perhaps unexpected anecdote —for example, “Learning about slavery in the American history course at Frederick Douglass High School, students studied the work slaves did, the impact of slavery on their families, and the rules that governed their lives. We didn’t discuss education, however, until one student, Mary, raised her hand and asked, ‘But when did they go to school?’ That modern high school students could not conceive of an American childhood devoid of formal education speaks volumes about the centrality of education to American youth today and also suggests the significance of the deprivation of education in past generations.”
  • a thought-provoking question —for example, given all of the freedoms that were denied enslaved individuals in the American South, why does Frederick Douglass focus his attentions so squarely on education and literacy?

Pay special attention to your first sentence. Start off on the right foot with your readers by making sure that the first sentence actually says something useful and that it does so in an interesting and polished way.

How to evaluate your introduction draft

Ask a friend to read your introduction and then tell you what they expect the paper will discuss, what kinds of evidence the paper will use, and what the tone of the paper will be. If your friend is able to predict the rest of your paper accurately, you probably have a good introduction.

Five kinds of less effective introductions

1. The placeholder introduction. When you don’t have much to say on a given topic, it is easy to create this kind of introduction. Essentially, this kind of weaker introduction contains several sentences that are vague and don’t really say much. They exist just to take up the “introduction space” in your paper. If you had something more effective to say, you would probably say it, but in the meantime this paragraph is just a place holder.

Example: Slavery was one of the greatest tragedies in American history. There were many different aspects of slavery. Each created different kinds of problems for enslaved people.

2. The restated question introduction. Restating the question can sometimes be an effective strategy, but it can be easy to stop at JUST restating the question instead of offering a more specific, interesting introduction to your paper. The professor or teaching assistant wrote your question and will be reading many essays in response to it—they do not need to read a whole paragraph that simply restates the question.

Example: The Narrative of the Life of Frederick Douglass discusses the relationship between education and slavery in 19th century America, showing how white control of education reinforced slavery and how Douglass and other enslaved African Americans viewed education while they endured. Moreover, the book discusses the role that education played in the acquisition of freedom. Education was a major force for social change with regard to slavery.

3. The Webster’s Dictionary introduction. This introduction begins by giving the dictionary definition of one or more of the words in the assigned question. Anyone can look a word up in the dictionary and copy down what Webster says. If you want to open with a discussion of an important term, it may be far more interesting for you (and your reader) if you develop your own definition of the term in the specific context of your class and assignment. You may also be able to use a definition from one of the sources you’ve been reading for class. Also recognize that the dictionary is also not a particularly authoritative work—it doesn’t take into account the context of your course and doesn’t offer particularly detailed information. If you feel that you must seek out an authority, try to find one that is very relevant and specific. Perhaps a quotation from a source reading might prove better? Dictionary introductions are also ineffective simply because they are so overused. Instructors may see a great many papers that begin in this way, greatly decreasing the dramatic impact that any one of those papers will have.

Example: Webster’s dictionary defines slavery as “the state of being a slave,” as “the practice of owning slaves,” and as “a condition of hard work and subjection.”

4. The “dawn of man” introduction. This kind of introduction generally makes broad, sweeping statements about the relevance of this topic since the beginning of time, throughout the world, etc. It is usually very general (similar to the placeholder introduction) and fails to connect to the thesis. It may employ cliches—the phrases “the dawn of man” and “throughout human history” are examples, and it’s hard to imagine a time when starting with one of these would work. Instructors often find them extremely annoying.

Example: Since the dawn of man, slavery has been a problem in human history.

5. The book report introduction. This introduction is what you had to do for your elementary school book reports. It gives the name and author of the book you are writing about, tells what the book is about, and offers other basic facts about the book. You might resort to this sort of introduction when you are trying to fill space because it’s a familiar, comfortable format. It is ineffective because it offers details that your reader probably already knows and that are irrelevant to the thesis.

Example: Frederick Douglass wrote his autobiography, Narrative of the Life of Frederick Douglass, An American Slave , in the 1840s. It was published in 1986 by Penguin Books. In it, he tells the story of his life.

And now for the conclusion…

Writing an effective introduction can be tough. Try playing around with several different options and choose the one that ends up sounding best to you!

Just as your introduction helps readers make the transition to your topic, your conclusion needs to help them return to their daily lives–but with a lasting sense of how what they have just read is useful or meaningful. Check out our handout on  conclusions for tips on ending your paper as effectively as you began it!

Works consulted

We consulted these works while writing this handout. This is not a comprehensive list of resources on the handout’s topic, and we encourage you to do your own research to find additional publications. Please do not use this list as a model for the format of your own reference list, as it may not match the citation style you are using. For guidance on formatting citations, please see the UNC Libraries citation tutorial . We revise these tips periodically and welcome feedback.

Douglass, Frederick. 1995. Narrative of the Life of Frederick Douglass, an American Slave, Written by Himself . New York: Dover.

You may reproduce it for non-commercial use if you use the entire handout and attribute the source: The Writing Center, University of North Carolina at Chapel Hill

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How to Write an Introduction for a Research Paper

Sumalatha G

Table of Contents

Writing an introduction for a research paper is a critical element of your paper, but it can seem challenging to encapsulate enormous amount of information into a concise form. The introduction of your research paper sets the tone for your research and provides the context for your study. In this article, we will guide you through the process of writing an effective introduction that grabs the reader's attention and captures the essence of your research paper.

Understanding the Purpose of a Research Paper Introduction

The introduction acts as a road map for your research paper, guiding the reader through the main ideas and arguments. The purpose of the introduction is to present your research topic to the readers and provide a rationale for why your study is relevant. It helps the reader locate your research and its relevance in the broader field of related scientific explorations. Additionally, the introduction should inform the reader about the objectives and scope of your study, giving them an overview of what to expect in the paper. By including a comprehensive introduction, you establish your credibility as an author and convince the reader that your research is worth their time and attention.

Key Elements to Include in Your Introduction

When writing your research paper introduction, there are several key elements you should include to ensure it is comprehensive and informative.

  • A hook or attention-grabbing statement to capture the reader's interest.  It can be a thought-provoking question, a surprising statistic, or a compelling anecdote that relates to your research topic.
  • A brief overview of the research topic and its significance. By highlighting the gap in existing knowledge or the problem your research aims to address, you create a compelling case for the relevance of your study.
  • A clear research question or problem statement. This serves as the foundation of your research and guides the reader in understanding the unique focus of your study. It should be concise, specific, and clearly articulated.
  • An outline of the paper's structure and main arguments, to help the readers navigate through the paper with ease.

Preparing to Write Your Introduction

Before diving into writing your introduction, it is essential to prepare adequately. This involves 3 important steps:

  • Conducting Preliminary Research: Immerse yourself in the existing literature to develop a clear research question and position your study within the academic discourse.
  • Identifying Your Thesis Statement: Define a specific, focused, and debatable thesis statement, serving as a roadmap for your paper.
  • Considering Broader Context: Reflect on the significance of your research within your field, understanding its potential impact and contribution.

By engaging in these preparatory steps, you can ensure that your introduction is well-informed, focused, and sets the stage for a compelling research paper.

Structuring Your Introduction

Now that you have prepared yourself to tackle the introduction, it's time to structure it effectively. A well-structured introduction will engage the reader from the beginning and provide a logical flow to your research paper.

Starting with a Hook

Begin your introduction with an attention-grabbing hook that captivates the reader's interest. This hook serves as a way to make your introduction more engaging and compelling. For example, if you are writing a research paper on the impact of climate change on biodiversity, you could start your introduction with a statistic about the number of species that have gone extinct due to climate change. This will immediately grab the reader's attention and make them realize the urgency and importance of the topic.

Introducing Your Topic

Provide a brief overview, which should give the reader a general understanding of the subject matter and its significance. Explain the importance of the topic and its relevance to the field. This will help the reader understand why your research is significant and why they should continue reading. Continuing with the example of climate change and biodiversity, you could explain how climate change is one of the greatest threats to global biodiversity, how it affects ecosystems, and the potential consequences for both wildlife and human populations. By providing this context, you are setting the stage for the rest of your research paper and helping the reader understand the importance of your study.

Presenting Your Thesis Statement

The thesis statement should directly address your research question and provide a preview of the main arguments or findings discussed in your paper. Make sure your thesis statement is clear, concise, and well-supported by the evidence you will present in your research paper. By presenting a strong and focused thesis statement, you are providing the reader with the information they could anticipate in your research paper. This will help them understand the purpose and scope of your study and will make them more inclined to continue reading.

Writing Techniques for an Effective Introduction

When crafting an introduction, it is crucial to pay attention to the finer details that can elevate your writing to the next level. By utilizing specific writing techniques, you can captivate your readers and draw them into your research journey.

Using Clear and Concise Language

One of the most important writing techniques to employ in your introduction is the use of clear and concise language. By choosing your words carefully, you can effectively convey your ideas to the reader. It is essential to avoid using jargon or complex terminology that may confuse or alienate your audience. Instead, focus on communicating your research in a straightforward manner to ensure that your introduction is accessible to both experts in your field and those who may be new to the topic. This approach allows you to engage a broader audience and make your research more inclusive.

Establishing the Relevance of Your Research

One way to establish the relevance of your research is by highlighting how it fills a gap in the existing literature. Explain how your study addresses a significant research question that has not been adequately explored. By doing this, you demonstrate that your research is not only unique but also contributes to the broader knowledge in your field. Furthermore, it is important to emphasize the potential impact of your research. Whether it is advancing scientific understanding, informing policy decisions, or improving practical applications, make it clear to the reader how your study can make a difference.

By employing these two writing techniques in your introduction, you can effectively engage your readers. Take your time to craft an introduction that is both informative and captivating, leaving your readers eager to delve deeper into your research.

Revising and Polishing Your Introduction

Once you have written your introduction, it is crucial to revise and polish it to ensure that it effectively sets the stage for your research paper.

Self-Editing Techniques

Review your introduction for clarity, coherence, and logical flow. Ensure each paragraph introduces a new idea or argument with smooth transitions.

Check for grammatical errors, spelling mistakes, and awkward sentence structures.

Ensure that your introduction aligns with the overall tone and style of your research paper.

Seeking Feedback for Improvement

Consider seeking feedback from peers, colleagues, or your instructor. They can provide valuable insights and suggestions for improving your introduction. Be open to constructive criticism and use it to refine your introduction and make it more compelling for the reader.

Writing an introduction for a research paper requires careful thought and planning. By understanding the purpose of the introduction, preparing adequately, structuring effectively, and employing writing techniques, you can create an engaging and informative introduction for your research. Remember to revise and polish your introduction to ensure that it accurately represents the main ideas and arguments in your research paper. With a well-crafted introduction, you will capture the reader's attention and keep them inclined to your paper.

Suggested Reads

ResearchGPT: A Custom GPT for Researchers and Scientists Best Academic Search Engines [2023] How To Humanize AI Text In Scientific Articles Elevate Your Writing Game With AI Grammar Checker Tools

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How to Write an Essay Introduction | 4 Steps & Examples

Published on February 4, 2019 by Shona McCombes . Revised on July 23, 2023.

A good introduction paragraph is an essential part of any academic essay . It sets up your argument and tells the reader what to expect.

The main goals of an introduction are to:

  • Catch your reader’s attention.
  • Give background on your topic.
  • Present your thesis statement —the central point of your essay.

This introduction example is taken from our interactive essay example on the history of Braille.

The invention of Braille was a major turning point in the history of disability. The writing system of raised dots used by visually impaired people was developed by Louis Braille in nineteenth-century France. In a society that did not value disabled people in general, blindness was particularly stigmatized, and lack of access to reading and writing was a significant barrier to social participation. The idea of tactile reading was not entirely new, but existing methods based on sighted systems were difficult to learn and use. As the first writing system designed for blind people’s needs, Braille was a groundbreaking new accessibility tool. It not only provided practical benefits, but also helped change the cultural status of blindness. This essay begins by discussing the situation of blind people in nineteenth-century Europe. It then describes the invention of Braille and the gradual process of its acceptance within blind education. Subsequently, it explores the wide-ranging effects of this invention on blind people’s social and cultural lives.

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Table of contents

Step 1: hook your reader, step 2: give background information, step 3: present your thesis statement, step 4: map your essay’s structure, step 5: check and revise, more examples of essay introductions, other interesting articles, frequently asked questions about the essay introduction.

Your first sentence sets the tone for the whole essay, so spend some time on writing an effective hook.

Avoid long, dense sentences—start with something clear, concise and catchy that will spark your reader’s curiosity.

The hook should lead the reader into your essay, giving a sense of the topic you’re writing about and why it’s interesting. Avoid overly broad claims or plain statements of fact.

Examples: Writing a good hook

Take a look at these examples of weak hooks and learn how to improve them.

  • Braille was an extremely important invention.
  • The invention of Braille was a major turning point in the history of disability.

The first sentence is a dry fact; the second sentence is more interesting, making a bold claim about exactly  why the topic is important.

  • The internet is defined as “a global computer network providing a variety of information and communication facilities.”
  • The spread of the internet has had a world-changing effect, not least on the world of education.

Avoid using a dictionary definition as your hook, especially if it’s an obvious term that everyone knows. The improved example here is still broad, but it gives us a much clearer sense of what the essay will be about.

  • Mary Shelley’s  Frankenstein is a famous book from the nineteenth century.
  • Mary Shelley’s Frankenstein is often read as a crude cautionary tale about the dangers of scientific advancement.

Instead of just stating a fact that the reader already knows, the improved hook here tells us about the mainstream interpretation of the book, implying that this essay will offer a different interpretation.

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Next, give your reader the context they need to understand your topic and argument. Depending on the subject of your essay, this might include:

  • Historical, geographical, or social context
  • An outline of the debate you’re addressing
  • A summary of relevant theories or research about the topic
  • Definitions of key terms

The information here should be broad but clearly focused and relevant to your argument. Don’t give too much detail—you can mention points that you will return to later, but save your evidence and interpretation for the main body of the essay.

How much space you need for background depends on your topic and the scope of your essay. In our Braille example, we take a few sentences to introduce the topic and sketch the social context that the essay will address:

Now it’s time to narrow your focus and show exactly what you want to say about the topic. This is your thesis statement —a sentence or two that sums up your overall argument.

This is the most important part of your introduction. A  good thesis isn’t just a statement of fact, but a claim that requires evidence and explanation.

The goal is to clearly convey your own position in a debate or your central point about a topic.

Particularly in longer essays, it’s helpful to end the introduction by signposting what will be covered in each part. Keep it concise and give your reader a clear sense of the direction your argument will take.

As you research and write, your argument might change focus or direction as you learn more.

For this reason, it’s often a good idea to wait until later in the writing process before you write the introduction paragraph—it can even be the very last thing you write.

When you’ve finished writing the essay body and conclusion , you should return to the introduction and check that it matches the content of the essay.

It’s especially important to make sure your thesis statement accurately represents what you do in the essay. If your argument has gone in a different direction than planned, tweak your thesis statement to match what you actually say.

To polish your writing, you can use something like a paraphrasing tool .

You can use the checklist below to make sure your introduction does everything it’s supposed to.

Checklist: Essay introduction

My first sentence is engaging and relevant.

I have introduced the topic with necessary background information.

I have defined any important terms.

My thesis statement clearly presents my main point or argument.

Everything in the introduction is relevant to the main body of the essay.

You have a strong introduction - now make sure the rest of your essay is just as good.

  • Argumentative
  • Literary analysis

This introduction to an argumentative essay sets up the debate about the internet and education, and then clearly states the position the essay will argue for.

The spread of the internet has had a world-changing effect, not least on the world of education. The use of the internet in academic contexts is on the rise, and its role in learning is hotly debated. For many teachers who did not grow up with this technology, its effects seem alarming and potentially harmful. This concern, while understandable, is misguided. The negatives of internet use are outweighed by its critical benefits for students and educators—as a uniquely comprehensive and accessible information source; a means of exposure to and engagement with different perspectives; and a highly flexible learning environment.

This introduction to a short expository essay leads into the topic (the invention of the printing press) and states the main point the essay will explain (the effect of this invention on European society).

In many ways, the invention of the printing press marked the end of the Middle Ages. The medieval period in Europe is often remembered as a time of intellectual and political stagnation. Prior to the Renaissance, the average person had very limited access to books and was unlikely to be literate. The invention of the printing press in the 15th century allowed for much less restricted circulation of information in Europe, paving the way for the Reformation.

This introduction to a literary analysis essay , about Mary Shelley’s Frankenstein , starts by describing a simplistic popular view of the story, and then states how the author will give a more complex analysis of the text’s literary devices.

Mary Shelley’s Frankenstein is often read as a crude cautionary tale. Arguably the first science fiction novel, its plot can be read as a warning about the dangers of scientific advancement unrestrained by ethical considerations. In this reading, and in popular culture representations of the character as a “mad scientist”, Victor Frankenstein represents the callous, arrogant ambition of modern science. However, far from providing a stable image of the character, Shelley uses shifting narrative perspectives to gradually transform our impression of Frankenstein, portraying him in an increasingly negative light as the novel goes on. While he initially appears to be a naive but sympathetic idealist, after the creature’s narrative Frankenstein begins to resemble—even in his own telling—the thoughtlessly cruel figure the creature represents him as.

If you want to know more about AI tools , college essays , or fallacies make sure to check out some of our other articles with explanations and examples or go directly to our tools!

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  • Post hoc fallacy
  • Appeal to authority fallacy
  • False cause fallacy
  • Sunk cost fallacy

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Your essay introduction should include three main things, in this order:

  • An opening hook to catch the reader’s attention.
  • Relevant background information that the reader needs to know.
  • A thesis statement that presents your main point or argument.

The length of each part depends on the length and complexity of your essay .

The “hook” is the first sentence of your essay introduction . It should lead the reader into your essay, giving a sense of why it’s interesting.

To write a good hook, avoid overly broad statements or long, dense sentences. Try to start with something clear, concise and catchy that will spark your reader’s curiosity.

A thesis statement is a sentence that sums up the central point of your paper or essay . Everything else you write should relate to this key idea.

The thesis statement is essential in any academic essay or research paper for two main reasons:

  • It gives your writing direction and focus.
  • It gives the reader a concise summary of your main point.

Without a clear thesis statement, an essay can end up rambling and unfocused, leaving your reader unsure of exactly what you want to say.

The structure of an essay is divided into an introduction that presents your topic and thesis statement , a body containing your in-depth analysis and arguments, and a conclusion wrapping up your ideas.

The structure of the body is flexible, but you should always spend some time thinking about how you can organize your essay to best serve your ideas.

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Writing an Introduction for a Scientific Paper

Dr. michelle harris, dr. janet batzli, biocore.

This section provides guidelines on how to construct a solid introduction to a scientific paper including background information, study question , biological rationale, hypothesis , and general approach . If the Introduction is done well, there should be no question in the reader’s mind why and on what basis you have posed a specific hypothesis.

Broad Question : based on an initial observation (e.g., “I see a lot of guppies close to the shore. Do guppies like living in shallow water?”). This observation of the natural world may inspire you to investigate background literature or your observation could be based on previous research by others or your own pilot study. Broad questions are not always included in your written text, but are essential for establishing the direction of your research.

Background Information : key issues, concepts, terminology, and definitions needed to understand the biological rationale for the experiment. It often includes a summary of findings from previous, relevant studies. Remember to cite references, be concise, and only include relevant information given your audience and your experimental design. Concisely summarized background information leads to the identification of specific scientific knowledge gaps that still exist. (e.g., “No studies to date have examined whether guppies do indeed spend more time in shallow water.”)

Testable Question : these questions are much more focused than the initial broad question, are specific to the knowledge gap identified, and can be addressed with data. (e.g., “Do guppies spend different amounts of time in water <1 meter deep as compared to their time in water that is >1 meter deep?”)

Biological Rationale : describes the purpose of your experiment distilling what is known and what is not known that defines the knowledge gap that you are addressing. The “BR” provides the logic for your hypothesis and experimental approach, describing the biological mechanism and assumptions that explain why your hypothesis should be true.

The biological rationale is based on your interpretation of the scientific literature, your personal observations, and the underlying assumptions you are making about how you think the system works. If you have written your biological rationale, your reader should see your hypothesis in your introduction section and say to themselves, “Of course, this hypothesis seems very logical based on the rationale presented.”

  • A thorough rationale defines your assumptions about the system that have not been revealed in scientific literature or from previous systematic observation. These assumptions drive the direction of your specific hypothesis or general predictions.
  • Defining the rationale is probably the most critical task for a writer, as it tells your reader why your research is biologically meaningful. It may help to think about the rationale as an answer to the questions— how is this investigation related to what we know, what assumptions am I making about what we don’t yet know, AND how will this experiment add to our knowledge? *There may or may not be broader implications for your study; be careful not to overstate these (see note on social justifications below).
  • Expect to spend time and mental effort on this. You may have to do considerable digging into the scientific literature to define how your experiment fits into what is already known and why it is relevant to pursue.
  • Be open to the possibility that as you work with and think about your data, you may develop a deeper, more accurate understanding of the experimental system. You may find the original rationale needs to be revised to reflect your new, more sophisticated understanding.
  • As you progress through Biocore and upper level biology courses, your rationale should become more focused and matched with the level of study e ., cellular, biochemical, or physiological mechanisms that underlie the rationale. Achieving this type of understanding takes effort, but it will lead to better communication of your science.

***Special note on avoiding social justifications: You should not overemphasize the relevance of your experiment and the possible connections to large-scale processes. Be realistic and logical —do not overgeneralize or state grand implications that are not sensible given the structure of your experimental system. Not all science is easily applied to improving the human condition. Performing an investigation just for the sake of adding to our scientific knowledge (“pure or basic science”) is just as important as applied science. In fact, basic science often provides the foundation for applied studies.

Hypothesis / Predictions : specific prediction(s) that you will test during your experiment. For manipulative experiments, the hypothesis should include the independent variable (what you manipulate), the dependent variable(s) (what you measure), the organism or system , the direction of your results, and comparison to be made.

We hypothesized that reared in warm water will have a greater sexual mating response.

(The dependent variable “sexual response” has not been defined enough to be able to make this hypothesis testable or falsifiable. In addition, no comparison has been specified— greater sexual mating response as compared to what?)

We hypothesized that ) reared in warm water temperatures ranging from 25-28 °C ( ) would produce greater ( ) numbers of male offspring and females carrying haploid egg sacs ( ) than reared in cooler water temperatures of 18-22°C.

If you are doing a systematic observation , your hypothesis presents a variable or set of variables that you predict are important for helping you characterize the system as a whole, or predict differences between components/areas of the system that help you explain how the system functions or changes over time.

We hypothesize that the frequency and extent of algal blooms in Lake Mendota over the last 10 years causes fish kills and imposes a human health risk.

(The variables “frequency and extent of algal blooms,” “fish kills” and “human health risk” have not been defined enough to be able to make this hypothesis testable or falsifiable. How do you measure algal blooms? Although implied, hypothesis should express predicted direction of expected results [ , higher frequency associated with greater kills]. Note that cause and effect cannot be implied without a controlled, manipulative experiment.)

We hypothesize that increasing ( ) cell densities of algae ( ) in Lake Mendota over the last 10 years is correlated with 1. increased numbers of dead fish ( ) washed up on Madison beaches and 2. increased numbers of reported hospital/clinical visits ( .) following full-body exposure to lake water.

Experimental Approach : Briefly gives the reader a general sense of the experiment, the type of data it will yield, and the kind of conclusions you expect to obtain from the data. Do not confuse the experimental approach with the experimental protocol . The experimental protocol consists of the detailed step-by-step procedures and techniques used during the experiment that are to be reported in the Methods and Materials section.

Some Final Tips on Writing an Introduction

  • As you progress through the Biocore sequence, for instance, from organismal level of Biocore 301/302 to the cellular level in Biocore 303/304, we expect the contents of your “Introduction” paragraphs to reflect the level of your coursework and previous writing experience. For example, in Biocore 304 (Cell Biology Lab) biological rationale should draw upon assumptions we are making about cellular and biochemical processes.
  • Be Concise yet Specific: Remember to be concise and only include relevant information given your audience and your experimental design. As you write, keep asking, “Is this necessary information or is this irrelevant detail?” For example, if you are writing a paper claiming that a certain compound is a competitive inhibitor to the enzyme alkaline phosphatase and acts by binding to the active site, you need to explain (briefly) Michaelis-Menton kinetics and the meaning and significance of Km and Vmax. This explanation is not necessary if you are reporting the dependence of enzyme activity on pH because you do not need to measure Km and Vmax to get an estimate of enzyme activity.
  • Another example: if you are writing a paper reporting an increase in Daphnia magna heart rate upon exposure to caffeine you need not describe the reproductive cycle of magna unless it is germane to your results and discussion. Be specific and concrete, especially when making introductory or summary statements.

Where Do You Discuss Pilot Studies? Many times it is important to do pilot studies to help you get familiar with your experimental system or to improve your experimental design. If your pilot study influences your biological rationale or hypothesis, you need to describe it in your Introduction. If your pilot study simply informs the logistics or techniques, but does not influence your rationale, then the description of your pilot study belongs in the Materials and Methods section.  

from an Intro Ecology Lab:

         Researchers studying global warming predict an increase in average global temperature of 1.3°C in the next 10 years (Seetwo 2003). are small zooplankton that live in freshwater inland lakes. They are filter-feeding crustaceans with a transparent exoskeleton that allows easy observation of heart rate and digestive function. Thomas et al (2001) found that heart rate increases significantly in higher water temperatures are also thought to switch their mode of reproduction from asexual to sexual in response to extreme temperatures. Gender is not mediated by genetics, but by the environment. Therefore, reproduction may be sensitive to increased temperatures resulting from global warming (maybe a question?) and may serve as a good environmental indicator for global climate change.

         In this experiment we hypothesized that reared in warm water will switch from an asexual to a sexual mode of reproduction. In order to prove this hypothesis correct we observed grown in warm and cold water and counted the number of males observed after 10 days.

Comments:

Background information

·       Good to recognize as a model organism from which some general conclusions can be made about the quality of the environment; however no attempt is made to connect increased lake temperatures and gender. Link early on to increase focus.

·       Connection to global warming is too far-reaching. First sentence gives impression that Global Warming is topic for this paper. Changes associated with global warming are not well known and therefore little can be concluded about use of as indicator species.

·       Information about heart rate is unnecessary because heart rate in not being tested in this experiment.

Rationale

·       Rationale is missing; how is this study related to what we know about D. magna survivorship and reproduction as related to water temperature, and how will this experiment contribute to our knowledge of the system?

·       Think about the ecosystem in which this organism lives and the context. Under what conditions would D. magna be in a body of water with elevated temperatures?

Hypothesis

·       Not falsifiable; variables need to be better defined (state temperatures or range tested rather than “warm” or “cold”) and predict direction and magnitude of change in number of males after 10 days.

·       It is unclear what comparison will be made or what the control is

·       What dependent variable will be measured to determine “switch” in mode of reproduction (what criteria are definitive for switch?)

Approach

·       Hypotheses cannot be “proven” correct. They are either supported or rejected.

Introduction

         are small zooplankton found in freshwater inland lakes and are thought to switch their mode of reproduction from asexual to sexual in response to extreme temperatures (Mitchell 1999). Lakes containing have an average summer surface temperature of 20°C (Harper 1995) but may increase by more than 15% when expose to warm water effluent from power plants, paper mills, and chemical industry (Baker et al. 2000). Could an increase in lake temperature caused by industrial thermal pollution affect the survivorship and reproduction of ?

         The sex of is mediated by the environment rather than genetics. Under optimal environmental conditions, populations consist of asexually reproducing females. When the environment shifts may be queued to reproduce sexually resulting in the production of male offspring and females carrying haploid eggs in sacs called ephippia (Mitchell 1999).

         The purpose of this laboratory study is to examine the effects of increased water temperature on survivorship and reproduction. This study will help us characterize the magnitude of environmental change required to induce the onset of the sexual life cycle in . Because are known to be a sensitive environmental indicator species (Baker et al. 2000) and share similar structural and physiological features with many aquatic species, they serve as a good model for examining the effects of increasing water temperature on reproduction in a variety of aquatic invertebrates.

         We hypothesized that populations reared in water temperatures ranging from 24-26 °C would have lower survivorship, higher male/female ratio among the offspring, and more female offspring carrying ephippia as compared with grown in water temperatures of 20-22°C. To test this hypothesis we reared populations in tanks containing water at either 24 +/- 2°C or 20 +/- 2°C. Over 10 days, we monitored survivorship, determined the sex of the offspring, and counted the number of female offspring containing ephippia.

Comments:

Background information

·       Opening paragraph provides good focus immediately. The study organism, gender switching response, and temperature influence are mentioned in the first sentence. Although it does a good job documenting average lake water temperature and changes due to industrial run-off, it fails to make an argument that the 15% increase in lake temperature could be considered “extreme” temperature change.

·       The study question is nicely embedded within relevant, well-cited background information. Alternatively, it could be stated as the first sentence in the introduction, or after all background information has been discussed before the hypothesis.

Rationale

·       Good. Well-defined purpose for study; to examine the degree of environmental change necessary to induce the Daphnia sexual life
cycle.

How will introductions be evaluated? The following is part of the rubric we will be using to evaluate your papers.

 

0 = inadequate

(C, D or F)

1 = adequate

(BC)

2 = good

(B)

3 = very good

(AB)

4 = excellent

(A)

Introduction

BIG PICTURE: Did the Intro convey why experiment was performed and what it was designed to test?

 

Introduction provides little to no relevant information. (This often results in a hypothesis that “comes out of nowhere.”)

Many key components are very weak or missing; those stated are unclear and/or are not stated concisely. Weak/missing components make it difficult to follow the rest of the paper.

e.g., background information is not focused on a specific question and minimal biological rationale is presented such that hypothesis isn’t entirely logical

 

Covers most key components but could be done much more logically, clearly, and/or concisely.

e.g., biological rationale not fully developed but still supports hypothesis. Remaining components are done reasonably well, though there is still room for improvement.

Concisely & clearly covers all but one key component (w/ exception of rationale; see left) clearly covers all key components but could be a little more concise and/or clear.

e.g., has done a reasonably nice job with the Intro but fails to state the approach OR has done a nice job with Intro but has also included some irrelevant background information

 

Clearly, concisely, & logically presents all key components: relevant & correctly cited background information, question, biological rationale, hypothesis, approach.

How to Write an Introduction For a Research Paper

Learn how to write a strong and efficient research paper introduction by following the suitable structure and avoiding typical errors.

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An introduction to any type of paper is sometimes misunderstood as the beginning; yet, an introduction is actually intended to present your chosen subject to the audience in a way that makes it more appealing and leaves your readers thirsty for more information. After the title and abstract, your audience will read the introduction, thus it’s critical to get off to a solid start.  

This article includes instructions on how to write an introduction for a research paper that engages the reader in your research. You can produce a strong opening for your research paper if you stick to the format and a few basic principles.

What is An Introduction To a Research Paper?

An introduction is the opening section of a research paper and the section that a reader is likely to read first, in which the objective and goals of the subsequent writing are stated. 

The introduction serves numerous purposes. It provides context for your research, explains your topic and objectives, and provides an outline of the work. A solid introduction will establish the tone for the remainder of your paper, enticing readers to continue reading through the methodology, findings, and discussion. 

Even though introductions are generally presented at the beginning of a document, we must distinguish an introduction from the beginning of your research. An introduction, as the name implies, is supposed to introduce your subject without extending it. All relevant information and facts should be placed in the body and conclusion, not the introduction.

Structure Of An Introduction

Before explaining how to write an introduction for a research paper , it’s necessary to comprehend a structure that will make your introduction stronger and more straightforward.

A Good Hook

A hook is one of the most effective research introduction openers. A hook’s objective is to stimulate the reader’s interest to read the research paper.  There are various approaches you may take to generate a strong hook:  startling facts, a question, a brief overview, or even a quotation. 

Broad Overview

Following an excellent hook, you should present a wide overview of your major issue and some background information on your research. If you’re unsure about how to begin an essay introduction, the best approach is to offer a basic explanation of your topic before delving into specific issues. Simply said, you should begin with general information and then narrow it down to your relevant topics.

After offering some background information regarding your research’s main topic, go on to give readers a better understanding of what you’ll be covering throughout your research. In this section of your introduction, you should swiftly clarify your important topics in the sequence in which they will be addressed later, gradually introducing your thesis statement. You can use some  The following are some critical questions to address in this section of your introduction: Who? What? Where? When? How? And why is that?

Thesis Statement

The thesis statement, which must be stated in the beginning clause of your research since your entire research revolves around it, is the most important component of your research.

A thesis statement presents your audience with a quick overview of the research’s main assertion. In the body section of your work, your key argument is what you will expose or debate about it. An excellent thesis statement is usually very succinct, accurate, explicit, clear, and focused. Typically, your thesis should be at the conclusion of your introductory paragraph/section.

Tips for Writing a Strong Introduction

Aside from the good structure, here are a few tips to make your introduction strong and accurate:

  • Keep in mind the aim of your research and make sure your introduction supports it.
  • Use an appealing and relevant hook that catches the reader’s attention right away.
  • Make it obvious to your readers what your stance is.
  • Demonstrate your knowledge of your subject.
  • Provide your readers with a road map to help them understand what you will address throughout the research.
  • Be succinct – it is advised that your opening introduction consists of around 8-9 percent of the overall amount of words in your article (for example, 160 words for a 2000 words essay). 
  • Make a strong and unambiguous thesis statement.
  • Explain why the article is significant in 1-2 sentences.
  • Remember to keep it interesting.

Mistakes to Avoid in Your Introduction

Check out what not to do and what to avoid now that you know the structure and how to write an introduction for a research paper .

  • Lacking a feeling of direction or purpose.
  • Giving out too much.
  • Creating lengthy paragraphs.
  • Excessive or insufficient background, literature, and theory.
  • Including material that should be placed in the body and conclusion.
  • Not writing enough or writing excessively.
  • Using too many quotes.

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How to Write a Conclusion for a Research Paper

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Jessica Abbadia is a lawyer that has been working in Digital Marketing since 2020, improving organic performance for apps and websites in various regions through ASO and SEO. Currently developing scientific and intellectual knowledge for the community's benefit. Jessica is an animal rights activist who enjoys reading and drinking strong coffee.

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  • Dissertation

How to Write a Thesis or Dissertation Introduction

Published on 9 September 2022 by Tegan George and Shona McCombes.

The introduction is the first section of your thesis or dissertation , appearing right after the table of contents . Your introduction draws your reader in, setting the stage for your research with a clear focus, purpose, and direction.

Your introduction should include:

  • Your topic, in context: what does your reader need to know to understand your thesis dissertation?
  • Your focus and scope: what specific aspect of the topic will you address?
  • The relevance of your research: how does your work fit into existing studies on your topic?
  • Your questions and objectives: what does your research aim to find out, and how?
  • An overview of your structure: what does each section contribute to the overall aim?

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Table of contents

How to start your introduction, topic and context, focus and scope, relevance and importance, questions and objectives, overview of the structure, thesis introduction example, introduction checklist, frequently asked questions about introductions.

Although your introduction kicks off your dissertation, it doesn’t have to be the first thing you write – in fact, it’s often one of the very last parts to be completed (just before your abstract ).

It’s a good idea to write a rough draft of your introduction as you begin your research, to help guide you. If you wrote a research proposal , consider using this as a template, as it contains many of the same elements. However, be sure to revise your introduction throughout the writing process, making sure it matches the content of your ensuing sections.

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Begin by introducing your research topic and giving any necessary background information. It’s important to contextualise your research and generate interest. Aim to show why your topic is timely or important. You may want to mention a relevant news item, academic debate, or practical problem.

After a brief introduction to your general area of interest, narrow your focus and define the scope of your research.

You can narrow this down in many ways, such as by:

  • Geographical area
  • Time period
  • Demographics or communities
  • Themes or aspects of the topic

It’s essential to share your motivation for doing this research, as well as how it relates to existing work on your topic. Further, you should also mention what new insights you expect it will contribute.

Start by giving a brief overview of the current state of research. You should definitely cite the most relevant literature, but remember that you will conduct a more in-depth survey of relevant sources in the literature review section, so there’s no need to go too in-depth in the introduction.

Depending on your field, the importance of your research might focus on its practical application (e.g., in policy or management) or on advancing scholarly understanding of the topic (e.g., by developing theories or adding new empirical data). In many cases, it will do both.

Ultimately, your introduction should explain how your thesis or dissertation:

  • Helps solve a practical or theoretical problem
  • Addresses a gap in the literature
  • Builds on existing research
  • Proposes a new understanding of your topic

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Perhaps the most important part of your introduction is your questions and objectives, as it sets up the expectations for the rest of your thesis or dissertation. How you formulate your research questions and research objectives will depend on your discipline, topic, and focus, but you should always clearly state the central aim of your research.

If your research aims to test hypotheses , you can formulate them here. Your introduction is also a good place for a conceptual framework that suggests relationships between variables .

  • Conduct surveys to collect data on students’ levels of knowledge, understanding, and positive/negative perceptions of government policy.
  • Determine whether attitudes to climate policy are associated with variables such as age, gender, region, and social class.
  • Conduct interviews to gain qualitative insights into students’ perspectives and actions in relation to climate policy.

To help guide your reader, end your introduction with an outline  of the structure of the thesis or dissertation to follow. Share a brief summary of each chapter, clearly showing how each contributes to your central aims. However, be careful to keep this overview concise: 1-2 sentences should be enough.

I. Introduction

Human language consists of a set of vowels and consonants which are combined to form words. During the speech production process, thoughts are converted into spoken utterances to convey a message. The appropriate words and their meanings are selected in the mental lexicon (Dell & Burger, 1997). This pre-verbal message is then grammatically coded, during which a syntactic representation of the utterance is built.

Speech, language, and voice disorders affect the vocal cords, nerves, muscles, and brain structures, which result in a distorted language reception or speech production (Sataloff & Hawkshaw, 2014). The symptoms vary from adding superfluous words and taking pauses to hoarseness of the voice, depending on the type of disorder (Dodd, 2005). However, distortions of the speech may also occur as a result of a disease that seems unrelated to speech, such as multiple sclerosis or chronic obstructive pulmonary disease.

This study aims to determine which acoustic parameters are suitable for the automatic detection of exacerbations in patients suffering from chronic obstructive pulmonary disease (COPD) by investigating which aspects of speech differ between COPD patients and healthy speakers and which aspects differ between COPD patients in exacerbation and stable COPD patients.

Checklist: Introduction

I have introduced my research topic in an engaging way.

I have provided necessary context to help the reader understand my topic.

I have clearly specified the focus of my research.

I have shown the relevance and importance of the dissertation topic .

I have clearly stated the problem or question that my research addresses.

I have outlined the specific objectives of the research .

I have provided an overview of the dissertation’s structure .

You've written a strong introduction for your thesis or dissertation. Use the other checklists to continue improving your dissertation.

The introduction of a research paper includes several key elements:

  • A hook to catch the reader’s interest
  • Relevant background on the topic
  • Details of your research problem
  • A thesis statement or research question
  • Sometimes an outline of the paper

Don’t feel that you have to write the introduction first. The introduction is often one of the last parts of the research paper you’ll write, along with the conclusion.

This is because it can be easier to introduce your paper once you’ve already written the body ; you may not have the clearest idea of your arguments until you’ve written them, and things can change during the writing process .

Research objectives describe what you intend your research project to accomplish.

They summarise the approach and purpose of the project and help to focus your research.

Your objectives should appear in the introduction of your research paper , at the end of your problem statement .

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Parts of the paper, writing the introduction, example of an introduction.

  • Body Paragraphs
  • Conclusion Paragraph

The development of your introduction can make or break your paper. Once you have determined the purpose of your writing and have a topic in mind, you can begin writing the introduction. Three main parts must be included to establish a well-written introduction: introduce your topic, interest the reader, and make the last sentence your thesis statement. Watch the following video to see an introduction come together.

Introduce the topic

When introducing your topic, you want to grab the reader's attention. Here are some ways to do:

  • A bold statement: George Washington was the most significant American president.
  • Use a rhetorical question: Will America spiral into the depths of Hell because of the 2010 health reform?
  • Define the problem: The problem with women is men because …
  • A personal experience: Last year, I went on a trip to Washington, D.C. While there, I took a tour of the White House. It was beautiful. …
  • An interesting quote: “The trouble with Socialism is that eventually you run out of other people’s money.” – Margaret Thatcher
  • Start with a statistic: In 2009, nearly 1 in 5 children were considered obese.

Look at the following example of grabbing the reader's attention:

How important is an attachment? It is said that without a secure attachment, human development can be severely impaired, and in extreme cases death can occur (Huffman, 2009).  Different aspects of attachment have been studied by many researchers, like John Bowlby, and Mary Ainsworth, and through their research and an experiment of my own I will show how important attachment is to human development.

Why is the topic important?

How will the topic develop (thesis statement).

The purpose of the thesis statement is to inform the audience, in one sentence, how the chosen topic will develop throughout the entire paper. If you list three points that will support your thesis, you will address each of those three points in your paper in the same order you listed them. (If you find that after you start writing the paper, you have added ideas that were not stated in your thesis, you will have to revise your thesis to mirror your paper.)

Let's look at an example. The bolded sentence is the thesis. 

How important is an attachment? It is said that without a secure attachment, human development can be severely impaired, and in extreme cases death can occur (Huffman, 2009).  Different aspects of attachment have been studied by many researchers, like John Bowlby, and Mary Ainsworth, and through their research and an experiment of my  own I will show how important attachment is to human development.

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How to write an introduction section of a scientific article?

An article primarily includes the following sections: introduction, materials and methods, results, discussion, and conclusion. Before writing the introduction, the main steps, the heading and the familiarity level of the readers should be considered. Writing should begin when the experimental system and the equipment are available. The introduction section comprises the first portion of the manuscript, and it should be written using the simple present tense. Additionally, abbreviations and explanations are included in this section. The main goal of the introduction is to convey basic information to the readers without obligating them to investigate previous publications and to provide clues as to the results of the present study. To do this, the subject of the article should be thoroughly reviewed, and the aim of the study should be clearly stated immediately after discussing the basic references. In this review, we aim to convey the principles of writing the introduction section of a manuscript to residents and young investigators who have just begun to write a manuscript.

Introduction

When entering a gate of a magnificent city we can make a prediction about the splendor, pomposity, history, and civilization we will encounter in the city. Occasionally, gates do not give even a glimpse of the city, and it can mislead the visitors about inner sections of the city. Introduction sections of the articles are like gates of a city. It is a presentation aiming at introducing itself to the readers, and attracting their attention. Attractiveness, clarity, piquancy, and analytical capacity of the presentation will urge the reader to read the subsequent sections of the article. On the other hand as is understood from the motto of antique Greek poet Euripides “a bad beginning makes a bad ending”, ‘Introduction’ section of a scientific article is important in that it can reveal the conclusion of the article. [ 1 ]

It is useful to analyze the issues to be considered in the ‘Introduction’ section under 3 headings. Firstly, information should be provided about the general topic of the article in the light of the current literature which paves the way for the disclosure of the objective of the manuscript. Then the specific subject matter, and the issue to be focused on should be dealt with, the problem should be brought forth, and fundamental references related to the topic should be discussed. Finally, our recommendations for solution should be described, in other words our aim should be communicated. When these steps are followed in that order, the reader can track the problem, and its solution from his/her own perspective under the light of current literature. Otherwise, even a perfect study presented in a non-systematized, confused design will lose the chance of reading. Indeed inadequate information, inability to clarify the problem, and sometimes concealing the solution will keep the reader who has a desire to attain new information away from reading the manuscript. [ 1 – 3 ]

First of all, explanation of the topic in the light of the current literature should be made in clear, and precise terms as if the reader is completely ignorant of the subject. In this section, establishment of a warm rapport between the reader, and the manuscript is aimed. Since frantic plunging into the problem or the solution will push the reader into the dilemma of either screening the literature about the subject matter or refraining from reading the article. Updated, and robust information should be presented in the ‘Introduction’ section.

Then main topic of our manuscript, and the encountered problem should be analyzed in the light of the current literature following a short instance of brain exercise. At this point the problems should be reduced to one issue as far as possible. Of course, there might be more than one problem, however this new issue, and its solution should be the subject matter of another article. Problems should be expressed clearly. If targets are more numerous, and complex, solutions will be more than one, and confusing.

Finally, the last paragraphs of the ‘Introduction’ section should include the solution in which we will describe the information we generated, and related data. Our sentences which arouse curiosity in the readers should not be left unanswered. The reader who thinks to obtain the most effective information in no time while reading a scientific article should not be smothered with mysterious sentences, and word plays, and the readers should not be left alone to arrive at a conclusion by themselves. If we have contrary expectations, then we might write an article which won’t have any reader. A clearly expressed or recommended solutions to an explicitly revealed problem is also very important for the integrity of the ‘Introduction’ section. [ 1 – 5 ]

We can summarize our arguments with the following example ( Figure 1 ). The introduction section of the exemplary article is written in simple present tense which includes abbreviations, acronyms, and their explanations. Based on our statements above we can divide the introduction section into 3 parts. In the first paragraph, miniaturization, and evolvement of pediatric endourological instruments, and competitions among PNL, ESWL, and URS in the treatment of urinary system stone disease are described, in other words the background is prepared. In the second paragraph, a newly defined system which facilitates intrarenal access in PNL procedure has been described. Besides basic references related to the subject matter have been given, and their outcomes have been indicated. In other words, fundamental references concerning main subject have been discussed. In the last paragraph the aim of the researchers to investigate the outcomes, and safety of the application of this new method in the light of current information has been indicated.

An external file that holds a picture, illustration, etc.
Object name is TJU-39-Supp-8-g01.jpg

An exemplary introduction section of an article

Apart from the abovementioned information about the introduction section of a scientific article we will summarize a few major issues in brief headings

Important points which one should take heed of:

  • Abbreviations should be given following their explanations in the ‘Introduction’ section (their explanations in the summary does not count)
  • Simple present tense should be used.
  • References should be selected from updated publication with a higher impact factor, and prestigous source books.
  • Avoid mysterious, and confounding expressions, construct clear sentences aiming at problematic issues, and their solutions.
  • The sentences should be attractive, tempting, and comjprehensible.
  • Firstly general, then subject-specific information should be given. Finally our aim should be clearly explained.

How to Write the Introduction to a Scientific Paper?

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what is included in an introduction for a research paper

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  • Atul Kakar 5 &
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An Introduction to a scientific paper familiarizes the reader with the background of the issue at hand. It must reflect why the issue is topical and its current importance in the vast sea of research being done globally. It lays the foundation of biomedical writing and is the first portion of an article according to the IMRAD pattern ( I ntroduction, M ethodology, R esults, a nd D iscussion) [1].

I once had a professor tell a class that he sifted through our pile of essays, glancing at the titles and introductions, looking for something that grabbed his attention. Everything else went to the bottom of the pile to be read last, when he was tired and probably grumpy from all the marking. Don’t get put at the bottom of the pile, he said. Anonymous

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The Introduction Section

what is included in an introduction for a research paper

Abstract and Keywords

what is included in an introduction for a research paper

Writing and publishing a scientific paper

1 what is the importance of an introduction.

An Introduction to a scientific paper familiarizes the reader with the background of the issue at hand. It must reflect why the issue is topical and its current importance in the vast sea of research being done globally. It lays the foundation of biomedical writing and is the first portion of an article according to the IMRAD pattern ( I ntroduction, M ethodology, R esults, a nd D iscussion) [ 1 ].

It provides the flavour of the article and many authors have used phrases to describe it for example—'like a gate of the city’ [ 2 ], ‘the beginning is half of the whole’ [ 3 ], ‘an introduction is not just wrestling with words to fit the facts, but it also strongly modulated by perception of the anticipated reactions of peer colleagues’, [ 4 ] and ‘an introduction is like the trailer to a movie’. A good introduction helps captivate the reader early.

figure a

2 What Are the Principles of Writing a Good Introduction?

A good introduction will ‘sell’ an article to a journal editor, reviewer, and finally to a reader [ 3 ]. It should contain the following information [ 5 , 6 ]:

The known—The background scientific data

The unknown—Gaps in the current knowledge

Research hypothesis or question

Methodologies used for the study

The known consist of citations from a review of the literature whereas the unknown is the new work to be undertaken. This part should address how your work is the required missing piece of the puzzle.

3 What Are the Models of Writing an Introduction?

The Problem-solving model

First described by Swales et al. in 1979, in this model the writer should identify the ‘problem’ in the research, address the ‘solution’ and also write about ‘the criteria for evaluating the problem’ [ 7 , 8 ].

The CARS model that stands for C reating A R esearch S pace [ 9 , 10 ].

The two important components of this model are:

Establishing a territory (situation)

Establishing a niche (problem)

Occupying a niche (the solution)

In this popular model, one can add a fourth point, i.e., a conclusion [ 10 ].

4 What Is Establishing a Territory?

This includes: [ 9 ]

Stating the general topic and providing some background about it.

Providing a brief and relevant review of the literature related to the topic.

Adding a paragraph on the scope of the topic including the need for your study.

5 What Is Establishing a Niche?

Establishing a niche includes:

Stating the importance of the problem.

Outlining the current situation regarding the problem citing both global and national data.

Evaluating the current situation (advantages/ disadvantages).

Identifying the gaps.

Emphasizing the importance of the proposed research and how the gaps will be addressed.

Stating the research problem/ questions.

Stating the hypotheses briefly.

Figure 17.1 depicts how the introduction needs to be written. A scientific paper should have an introduction in the form of an inverted pyramid. The writer should start with the general information about the topic and subsequently narrow it down to the specific topic-related introduction.

figure 1

Flow of ideas from the general to the specific

6 What Does Occupying a Niche Mean?

This is the third portion of the introduction and defines the rationale of the research and states the research question. If this is missing the reviewers will not understand the logic for publication and is a common reason for rejection [ 11 , 12 ]. An example of this is given below:

Till date, no study has been done to see the effectiveness of a mesh alone or the effectiveness of double suturing along with a mesh in the closure of an umbilical hernia regarding the incidence of failure. So, the present study is aimed at comparing the effectiveness of a mesh alone versus the double suturing technique along with a mesh.

7 How Long Should the Introduction Be?

For a project protocol, the introduction should be about 1–2 pages long and for a thesis it should be 3–5 pages in a double-spaced typed setting. For a scientific paper it should be less than 10–15% of the total length of the manuscript [ 13 , 14 ].

8 How Many References Should an Introduction Have?

All sections in a scientific manuscript except the conclusion should contain references. It has been suggested that an introduction should have four or five or at the most one-third of the references in the whole paper [ 15 ].

9 What Are the Important Points Which Should be not Missed in an Introduction?

An introduction paves the way forward for the subsequent sections of the article. Frequently well-planned studies are rejected by journals during review because of the simple reason that the authors failed to clarify the data in this section to justify the study [ 16 , 17 ]. Thus, the existing gap in knowledge should be clearly brought out in this section (Fig. 17.2 ).

figure 2

How should the abstract, introduction, and discussion look

The following points are important to consider:

The introduction should be written in simple sentences and in the present tense.

Many of the terms will be introduced in this section for the first time and these will require abbreviations to be used later.

The references in this section should be to papers published in quality journals (e.g., having a high impact factor).

The aims, problems, and hypotheses should be clearly mentioned.

Start with a generalization on the topic and go on to specific information relevant to your research.

10 Example of an Introduction

figure b

11 Conclusions

An Introduction is a brief account of what the study is about. It should be short, crisp, and complete.

It has to move from a general to a specific research topic and must include the need for the present study.

The Introduction should include data from a literature search, i.e., what is already known about this subject and progress to what we hope to add to this knowledge.

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Nundy, S., Kakar, A., Bhutta, Z.A. (2022). How to Write the Introduction to a Scientific Paper?. In: How to Practice Academic Medicine and Publish from Developing Countries?. Springer, Singapore. https://doi.org/10.1007/978-981-16-5248-6_17

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How to Write an Introduction for a Psychology Paper

Kendra Cherry, MS, is a psychosocial rehabilitation specialist, psychology educator, and author of the "Everything Psychology Book."

what is included in an introduction for a research paper

Emily is a board-certified science editor who has worked with top digital publishing brands like Voices for Biodiversity, Study.com, GoodTherapy, Vox, and Verywell.

what is included in an introduction for a research paper

  • Writing Tips

If you are writing a psychology paper, it is essential to kick things off with a strong introduction. The introduction to a psychology research paper helps your readers understand why the topic is important and what they need to know before they delve deeper.

Your goal in this section is to introduce the topic to the reader, provide an overview of previous research on the topic, and identify your own hypothesis .

At a Glance

Writing a great introduction can be a great foundation for the rest of your psychology paper. To create a strong intro:

  • Research your topic
  • Outline your paper
  • Introduce your topic
  • Summarize the previous research
  • Present your hypothesis or main argument

Before You Write an Introduction

There are some important steps you need to take before you even begin writing your introduction. To know what to write, you need to collect important background information and create a detailed plan.

Research Your Topic

Search a journal database, PsychInfo or ERIC, to find articles on your subject. Once you have located an article, look at the reference section to locate other studies cited in the article. As you take notes from these articles, be sure to write down where you found the information.

A simple note detailing the author's name, journal, and date of publication can help you keep track of sources and avoid plagiarism.

Create a Detailed Outline

This is often one of the most boring and onerous steps, so students tend to skip outlining and go straight to writing. Creating an outline might seem tedious, but it can be an enormous time-saver down the road and will make the writing process much easier.

Start by looking over the notes you made during the research process and consider how you want to present all of your ideas and research.

Introduce the Topic

Once you are ready to write your introduction, your first task is to provide a brief description of the research question. What is the experiment or study attempting to demonstrate? What phenomena are you studying? Provide a brief history of your topic and explain how it relates to your current research.

As you are introducing your topic, consider what makes it important. Why should it matter to your reader? The goal of your introduction is not only to let your reader know what your paper is about, but also to justify why it is important for them to learn more.

If your paper tackles a controversial subject and is focused on resolving the issue, it is important to summarize both sides of the controversy in a fair and impartial way. Consider how your paper fits in with the relevant research on the topic.

The introduction of a research paper is designed to grab interest. It should present a compelling look at the research that already exists and explain to readers what questions your own paper will address.

Summarize Previous Research

The second task of your introduction is to provide a well-rounded summary of previous research that is relevant to your topic. So, before you begin to write this summary, it is important to research your topic thoroughly.

Finding appropriate sources amid thousands of journal articles can be a daunting task, but there are several steps you can take to simplify your research. If you have completed the initial steps of researching and keeping detailed notes, writing your introduction will be much easier.

It is essential to give the reader a good overview of the historical context of the issue you are writing about, but do not feel like you must provide an exhaustive review of the subject. Focus on hitting the main points, and try to include the most relevant studies.

You might describe previous research findings and then explain how the current study differs or expands upon earlier research.

Provide Your Hypothesis

Once you have summarized the previous research, explain areas where the research is lacking or potentially flawed. What is missing from previous studies on your topic? What research questions have yet to be answered? Your hypothesis should lead to these questions.

At the end of your introduction, offer your hypothesis and describe what you expected to find in your experiment or study.

The introduction should be relatively brief. You want to give your readers an overview of a topic, explain why you are addressing it, and provide your arguments.

Tips for Writing Your Psychology Paper Intro

  • Use 3x5 inch note cards to write down notes and sources.
  • Look in professional psychology journals for examples of introductions.
  • Remember to cite your sources.
  • Maintain a working bibliography with all of the sources you might use in your final paper. This will make it much easier to prepare your reference section later on.
  • Use a copy of the APA style manual to ensure that your introduction and references are in proper APA format .

What This Means For You

Before you delve into the main body of your paper, you need to give your readers some background and present your main argument in the introduction of you paper. You can do this by first explaining what your topic is about, summarizing past research, and then providing your thesis.

Armağan A. How to write an introduction section of a scientific article ?  Turk J Urol . 2013;39(Suppl 1):8-9. doi:10.5152/tud.2013.046

Fried T, Foltz C, Lendner M, Vaccaro AR. How to write an effective introduction .  Clin Spine Surg . 2019;32(3):111-112. doi:10.1097/BSD.0000000000000714

Jawaid SA, Jawaid M. How to write introduction and discussion .  Saudi J Anaesth . 2019;13(Suppl 1):S18-S19. doi:10.4103/sja.SJA_584_18

American Psychological Association. Information Recommended for Inclusion in Manuscripts That Report New Data Collections Regardless of Research Design . Published 2020.

By Kendra Cherry, MSEd Kendra Cherry, MS, is a psychosocial rehabilitation specialist, psychology educator, and author of the "Everything Psychology Book."

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How to write an abstract for a research paper

Read about three elements to include in your research paper abstract and some tips for making yours stand out

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Writing an abstract might not seem to be at the top of your list of priorities when writing your PhD dissertation , but it’s probably the first thing a reader will see when they encounter your research, so it’s worth putting the effort in to get it right. Here are some ways to make it sing. 

What is an abstract?

An abstract is a concise overview of an extensive piece of research work such as a thesis, dissertation or research paper. Depending on the discipline, it usually contains the purpose of the research, the methodologies employed and the conclusions derived. Abstracts typically range from 500 to 800 words and appear on a separate page after the title page and acknowledgements, but preceding the table of contents. Although it might be tempting to start your thesis by drafting your abstract, I advise postponing until you’ve completed a first draft so that you ensure you cover all topics discussed in your thesis.

What to include in your abstract

Purpose of the study.

Begin your abstract by concisely defining the problems your study addresses or outlining the gaps in knowledge it fills. It should provide the reader with new and useful information regarding your research in the present or past tense. Use verbs such as “test”, “evaluate” and “analyse” to make the research objective specific, measurable, attainable and time-bound. Avoid providing detailed background information and personal opinions at this stage.

In this part of your abstract, explain how you designed and conducted your research and how it addresses your research questions in the past tense. The aim here is to give the reader a prompt insight into your approach, not to evaluate challenges, validity and reliability. Highlight the samples you used and the data collection and analysis tools you employed. 

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Results and conclusion

Summarise and highlight the most significant findings that will allow the reader to understand the conclusions in the present or past tense. At the end of your abstract, the reader ought to have a firm grasp of the main argument. If the motive of the research is to resolve a real-world issue, you can include practical implications and suggestions in the findings. Briefly offer future recommendations for further research, if applicable. 

When writing your abstract, imagine who might read your research; a curious reader, not necessarily an expert in the field, expects the information to be accessible and not overly complex. 

Tips on how to write an abstract for a research paper

  • Explain why you chose this area of research and the significance of the study
  • Ask yourself “why?” “what?” “how?” and “so what?” and use the abstract to address these questions. 
  • Highlight the novelty of your research 
  • Explain how your research adds to the existing body of literature on the topic
  • Explain your research design, highlighting elements such as approach, demographics, sampling and geographical information
  • Explain how your research is relevant and significant
  • Address practical implications to potential interested parties – for example, any issues relating to policy 
  • Avoid technical jargon, generalised statements and vague claims that make your work difficult to read
  • Avoid acronyms and abbreviations at this stage. Add them into the introduction instead 
  • Provide concise, consistent and accurate details
  • Adhere to the word count limit specified in your instructions
  • Include essential keywords for search engine optimisation
  • There’s no need to include references at this stage
  • Never copy and paste content directly from elsewhere in the thesis; use new vocabulary and phrases to differentiate the abstract from the rest of the text.

These tips will help to make the abstract writing process smoother, allowing you to make a good first impression on whoever comes across your work when you’re ready to send it out into the world.

Ankitha Shetty is an assistant professor (senior scale) at the department of commerce and a coordinator at the Centre for Doctoral Studies at Manipal Academy of Higher Education, India.

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  • Systematic Review
  • Open access
  • Published: 13 June 2024

Infant feeding experiences among Indigenous communities in Canada, the United States, Australia, and Aotearoa: a scoping review of the qualitative literature

  • Hiliary Monteith 1 ,
  • Carly Checholik 2 ,
  • Tracey Galloway 2 ,
  • Hosna Sahak 1 ,
  • Amy Shawanda 3 ,
  • Christina Liu 1 &
  • Anthony J. G. Hanley 1 , 4 , 5  

BMC Public Health volume  24 , Article number:  1583 ( 2024 ) Cite this article

244 Accesses

Metrics details

Although exclusive breastfeeding is recommended for the first six months of life, research suggests that breastfeeding initiation rates and duration among Indigenous communities differ from this recommendation. Qualitative studies point to a variety of factors influencing infant feeding decisions; however, there has been no collective review of this literature published to date. Therefore, the objective of this scoping review was to identify and summarize the qualitative literature regarding Indigenous infant feeding experiences within Canada, the United States, Australia, and Aotearoa.

Using the Preferred Reporting Items for Systematic Reviews and Meta-Analyses- Scoping Reviews and the Joanna Briggs Institute Guidelines, in October 2020, Medline, Embase, CINAHL, PsycINFO, and Scopus were searched for relevant papers focusing on Indigenous infant feeding experiences. Screening and full-text review was completed by two independent reviewers. A grey literature search was also conducted using country-specific Google searches and targeted website searching. The protocol is registered with the Open Science Framework and published in BMJ Open.

Forty-six papers from the five databases and grey literature searches were included in the final review and extraction. There were 18 papers from Canada, 11 papers in the US, 9 studies in Australia and 8 studies conducted in Aotearoa. We identified the following themes describing infant feeding experiences through qualitative analysis: colonization, culture and traditionality, social perceptions, family, professional influences, environment, cultural safety, survivance, establishing breastfeeding, autonomy, infant feeding knowledge , and milk substitutes , with family and culture having the most influence on infant feeding experiences based on frequency of themes.

Conclusions

This review highlights key influencers of Indigenous caregivers’ infant feeding experiences, which are often situated within complex social and environmental contexts with the role of family and culture as essential in supporting caregivers. There is a need for long-term follow-up studies that partner with communities to support sustainable policy and program changes that support infant and maternal health.

Peer Review reports

Introduction

Nutritional status is a key aspect of infant health with recommendations for exclusive breastfeeding for the first six months of life, which can also influence and be influenced by maternal health and wellbeing [ 1 , 2 ]. Breastfeeding has several benefits for the health and development of infants, including a reduced risk of ear and respiratory infections, obesity, asthma, skin conditions, childhood leukemia, and gastroenteritis [ 3 , 4 , 5 ]. It also supports bonding between the child and parent with improved intimacy [ 3 ]. Additionally, breastfeeding has several maternal physical and mental health benefits, including a reduced risk of breast and ovarian cancer, depression, and type 2 diabetes due to immunoprotective antibodies in breastmilk [ 3 ]. The World Health Organization (WHO) recommends exclusive breastfeeding for the first 6 months of life and initiation within the first hour after birth; however, less than half of infants 0–6 months old are exclusively breastfed worldwide [ 6 ]. Many countries are not meeting the WHO recommendations, with notable differences between low, middle, and high-income countries [ 2 ]. Differences in breastfeeding initiation rates and duration have been observed between Indigenous and non-Indigenous groups, with 6–10% lower breastfeeding initiation rates and shorter duration for Indigenous peoples [ 7 , 8 , 9 ].

Despite the many benefits of breastfeeding, bottle feeding with milk substitutes is a common form of infant nutrition and its common usage is related to a multi-dimensional set of factors influencing infant feeding decision-making. Breastfeeding is considered a traditional practice within many Indigenous cultures; however, disruptions to traditional lifeways through colonization have influenced intergenerational knowledge sharing, particularly within high-income, settler states like Canada, the US, Australia, and Aotearoa (New Zealand) [ 10 ]. Rollins et al. [ 1 ] summarize factors that influence the global breastfeeding environment including the sociocultural and market contexts, the healthcare system and services, family and community settings, employment, and individual determinants like the mother and infant attributes. However, these core breastfeeding environments for general populations overlook key considerations for Indigenous communities given the unique historical, cultural, and socio-economic contexts specific to Indigenous groups [ 11 ].

Many studies to date have focused on quantitative infant feeding data, incorporating structured questionnaires that have provided some insight into breastfeeding barriers and enablers for Indigenous caregivers [ 7 , 12 , 13 , 14 ]. However, these studies are informed by specific research questions and do not capture important nuances that caregivers experience related to infant feeding. Qualitative research can enhance our understanding of phenomena by providing flexible means for participants to engage in the research topic of interest without the constraints of structured instruments, and can even transform the research by highlighting community needs [ 15 , 16 ]. Qualitative research can also have synergy with Indigenous methodologies, supporting the use of qualitative research with Indigenous communities [ 17 ]. Given the value of qualitative inquiry and breastfeeding as traditional practice for many Indigenous cultures, disrupted by colonial influences and the burden of conditions that breastfeeding has been shown to mitigate [ 3 , 5 , 10 , 11 , 16 , 17 ], it is imperative that we consider Indigenous caregiver infant feeding experiences and perspectives to understand what needs exist as defined by communities and caregivers. Therefore, the overall aim of this scoping review was to identify and summarize the qualitative literature on infant nutrition experiences to inform needs as expressed qualitatively by Indigenous caregivers in Canada, the US, Australia, and Aotearoa. These regions are included given the shared colonial influences on Indigenous peoples with overlapping outcomes on health [ 10 , 18 ]. This review will also assess the qualitative methodologies used to understand what can be learned to inform Indigenous infant feeding services, policies, and research gaps.

Protocol and registration

This scoping review adheres to guidelines from Tricco and colleagues’ [ 19 ] Preferred Reporting Items for Systematic Reviews and Meta-Analyses ( PRISMA) extension for scoping reviews , the Joanna Briggs Institute’s Reviewer’s Manual Chap. 11 [ 20 ], as well as Arksey & O’Malley’s [ 21 ] foundational article on scoping studies. The protocol for the review is registered with the Open Science Framework ( https://doi.org/10.17605/OSF.IO/J8ZW2 ) and published with BMJ Open [ 22 ].

Eligibility criteria

Works included in this review must have focused on Indigenous populations in Canada, the United States, Australia, and/or Aotearoa. These four countries share commonalities in that they are colonial countries in which Indigenous peoples face inequitable health outcomes [ 10 , 18 , 23 ]. The topic of interest for this review was caregivers’ experiences of infant feeding within one or more of these regions. “Caregivers” refer to individuals in the infants’ immediate familial and social circles who are directly responsible for the regular care of the infant. A broad definition of those involved in caregiving was used, recognizing that within many Indigenous communities, traditional adoption practices occur, or biological parents may not be the primary caregivers in part related to complex socio-ecological challenges. The experiences of healthcare professionals were not included as they were not considered “caregivers” by this definition. Works that discussed breastfeeding, as well as alternative forms of infant feeding, such as formula and cow’s milk, were included. Works that only focused on the introduction of solid foods were excluded. To capture caregivers’ experiences of infant feeding, qualitative and mixed-method studies that discussed experiences, perspectives, and/or practices as described by caregivers were included. Studies that used exclusively quantitative methods or that only described an outsider perspective (e.g. health professional) were excluded. Peer-reviewed journal articles and grey literature were included if they met the above criteria, were published in the English language, and were published after 1969 [ 22 ].

Various types of grey literature such as government documents, dissertations, and research reports by academic and non-academic institutions, including Indigenous organizations, were included. Media reports (including videos, news, and blogs) were excluded from the grey literature as they did not follow a research design with results that could be considered alongside the studies included in the review, hindering our ability to compare and critically analyze the results. Similarly, publications that consisted of only an abstract were excluded from both grey and database publications during full-text review as not enough information was present for analysis.

Information sources

The search strategy was created with guidance from a research librarian at the Gerstein Science Information Centre, University of Toronto. The complete search strategy can be found as supplementary material in our published protocol [ 22 ]. Search terms primarily included broad terminology for Indigenous peoples (e.g. Native American) rather than specific Nation names (e.g. Ojibwe) as this would have significantly extended the search term list while not resulting in additional sources given how sources are indexed within Library systems. A database and grey literature search were conducted for this scoping review, completed independently from one another until final data extraction when the data were combined for analysis. For both searches, the reviewers followed a step-by-step process of title and abstract screening, followed by full-text screening, and then data extraction.

The database search planning and calibration occurred in August and September of 2020, and all data were exported in English on October 20, 21, and 22 of 2020. Exportation occurred over three days given feasibility of exporting the high number of citations and time capacity of the reviewers. A total of 16734 relevant sources available in the following databases were included: Medline, Embase, CINAHL, PsycINFO, and Scopus. These databases were selected to ensure a broad range of research given the multidisciplinary nature of research on this topic. The grey literature search consisted of a targeted search of a variety of Indigenous focused websites specific to the four countries and a thorough Google search with each of the country-specific Google versions (Google.com.au, Google.co.nz, Google.ca, and Google.com) where the first 10 pages of results were reviewed (Supplementary File 1 ). Lastly, Indigenous Studies Portal (I-Portal) was searched as part of the grey literature as this database uses a different indexing system than other research databases. The Canadian Agency for Drugs and Technologies in Health (CADTH)’s “Grey Matters” checklist [ 24 ] was used in the planning and tracking of grey literature searches and findings.

The results of the database search including 16734 citations were uploaded to Covidence (Veritas Health Innovation Ltd., Melbourne, Australia), a data management platform for systematic and scoping reviews, where 3928 duplicates were automatically removed. The 284 results of the grey literature search were recorded on Google Sheets (Alphabet Inc. California, USA) and 146 duplicates were manually removed by the reviewers. Due to the large number of results retrieved in the database and grey literature search, a hand-search of reference lists was not conducted.

A list of key words developed by HM were searched on each site and can be found in Supplementary File 1 . The grey literature search was completed by HM, CC, and HS with all reviewers assigned to search a Country-specific Google database for one of the included countries. Using a template created by Stapleton [ 25 ] at the University of Waterloo based on methods described by Godin et al. [ 26 ], the reviewers kept track of which search terms were searched on the websites, the number of results retrieved, and the number of items screened and saved for further full-text analysis. If a website did not have a search bar, relevant tabs were examined for research, resources, and other publications. I-Portal was originally searched on August 15th, 2021 (yielding 10 results), however the search was revised to remove Indigenous search terms as the database was already Indigenous-specific. The search was repeated on August 18th, 2021, and yielded 77 additional results. The grey literature search was completed between May 25, 2021 – August 18, 2021. No search limitations or filters were used for the grey literature search or the database search.

The database abstract screening was initially completed by HM and CC starting in October 2020. They were then joined by HS and CL in February 2021. To ensure all reviewers had a shared understanding of the eligibility criteria, two search results were screened together and each reviewer discussed their reasoning for inclusion or exclusion. HM also hosted an introductory meeting to review the screening process using Covidence Software [ 27 ] in detail. All 12806 database results were saved in Covidence [ 27 ].

Abstract and full-text screening was completed in Covidence by two independent reviewers. Any conflicts at the screening stage were resolved by AH after all the results had been screened by two reviewers. Full-text screening was completed by HM, AH, and CC, and when conflicts arose, the reviewers met to discuss the difference in opinion until a consensus was reached. A third reviewer joined to offer impartial opinions for full-text conflicts.

Grey literature results were not imported to Covidence. Instead, the team used Google Sheets to organize the publications. Similar to the database review process, each study was screened by two independent reviewers and conflicts were resolved by a third party and discussed for consensus. Full-text review of the grey literature was completed by HM, AH, CC, and HS.

Data extraction and analysis

HM compiled a list of variables to extract (Supplementary File 2 ), and the data extraction was completed by HM, AH, and CC in Covidence for database results and Google Sheets for the grey literature. The extraction template was reviewed and tested by all three reviewers using the same two articles. Discussion about any areas of confusion followed by minor edits to the data extraction template were completed prior to extraction.

Only one reviewer extracted data from most publications, however in circumstances where an article was complex or data extraction was not clear given the format of the article, two reviewers extracted data from the publication. An additional subset of five publications were also randomly double-reviewed by HM to ensure consistency in data extraction. There were an additional two articles that were excluded at this step after review and discussion by AH and HM.

Review findings using the extraction template (supplementary file 2 ) were exported into Microsoft Excel (Microsoft Corporation, Washington, USA) and reviewed by HM. HM compiled all data and completed summary figures for variables of interest. The primary analysis consisted of a qualitative review of the included papers’ results and recommendations using a thematic synthesis informed by grounded theory and meta-ethnography, where the included papers are synthesized together, and interpreted using descriptive and analytical themes [ 28 ]. Similar to grounded theory, this process was inductive and identifies themes through comparisons. HM reviewed all extracted data from the excel files, coding for overlapping themes and taking notes throughout. The full-text of the extracted papers were then revisited to identify overall concepts, followed by descriptive themes. Categorization of descriptive themes was completed based on the results and interpretations of included papers. Descriptive themes were refined through additional comparisons between papers. The same analytical process was used for both database and grey literature results, and final analysis involved the integration of themes from the database and grey literature papers. Supplementary file 3 provides a summary table of the included papers in this scoping review.

Characteristics of included articles

Of the final sample of 46 articles from which data was extracted (Fig.  1 ), there were studies from each of the four countries, with the most studies (39%) published from Canada. In addition, this qualitative literature on infant feeding included several Indigenous groups within the four countries. The studies retained in this review included authors who identified as either Indigenous or non-Indigenous, and several did not mention positionality (Fig.  2 ). 13% more grey literature studies discussed positionality and had Indigenous sole authorship compared to the database papers. Regarding methodologies utilized, several described Indigenous methodologies and used thematic analysis as an analytic tool (Figs.  3 and 4 ). However, a third of the studies did not describe their theoretical foundations for the qualitative inquiry. Over 60% of the studies were published in the fields of public health and/or nursing as per the authors stated fields of study and/or the Journal’s field, and although there were studies published from 1984 to 2019, 50% of the retained papers were published after 2010.

figure 1

PRISMA flow diagram for studies identified, screened, and included in this review from both database and grey literature searches. Note that records not retrived are those in which the full-text was not accessible. This diagram was created from the PRISMA 2020 statement [ 29 ]

figure 2

Author positionality as described in the retained papers

figure 3

Summary of analytic tools used in the retained studies

figure 4

Summary of theoretical foundations informing the retained studies’ methodologies

Analysis revealed a variety of important themes that aligned with Indigenous and public health perspectives on health, including the socioecological model. There were twelve final overarching themes including colonization, social perceptions, family, professional influences, culture and traditionality , environment (i.e. built environment) , autonomy, survivance, infant feeding knowledge, cultural safety , milk substitutes , and establishing breastfeeding with evidence of connections among these themes. These themes are shown in Fig.  5 in a circular pattern where the themes intersect with the infant and caregiver represented at the centre. This model is conceptually aligned with that of Dodgson et al. [ 30 ], who considered the “contextual influences within the social structures of family and community, Ojibwe culture, and mainstream culture.”

figure 5

Scoping review research model of themes

The twelve final themes are shown as the main influences on infant feeding experiences. The themes are arranged in a circular pattern with the infant and caregiver represented at the centre, emphasizing the connection between all of the themes

Theme one: colonization

There were 14 papers that discussed colonization of Indigenous peoples as a key factor influencing infant feeding decisions and experiences (Fig.  6 ) [ 30 , 31 , 32 , 33 , 34 , 35 , 36 , 37 , 38 , 39 , 40 , 41 , 42 , 43 ]. Colonization has meant the dispossession of land and limited access to culturally safe healthcare, malnutrition, and loss of language through residential schools, loss of culture and traditional knowledge through assimilation and separation of families, disrupting breastfeeding practices and limiting income for infant formula. Eni et al. [ 36 ] described the policies leading to evacuation from communities to tertiary-care hospitals for birthing as the medicalization of birthing practices, which creates various challenges for First Nations women in Canada. One participant also shared about the impacts of intergenerational trauma related to colonization on breastfeeding, ‘‘You can’t teach about breastfeeding technique and think things will change. It’s the spirit that’s been affected, our experience with trauma. Our women need to relearn how to bond with their children.’’.

A qualitative study with Aboriginal Australian first-time mothers noted the disruptions to breastfeeding practices over time, providing a historical chart detailing how infant feeding practices changed as a result of colonial influences [ 38 ]. Brittany Luby [ 39 ] described how hydroelectric flooding from 1900 to 1975 in Northwestern Ontario reduced breastfeeding practices for Anishinabek mothers and their infants. Although not all studies specifically discussed history and colonization, those that considered the broader historical context highlighted how important this issue is in understanding the factors that lead to infant feeding decisions, particularly those that do not align with breastfeeding as a traditional feeding practice.

figure 6

Frequency of identified themes in the database papers and the grey literature

Theme two: culture and traditionality

Culture , including traditionality, was the second most described theme throughout all papers, identified both directly and indirectly in 31 papers (Fig.  6 ) [ 30 , 31 , 32 , 34 , 35 , 37 , 38 , 39 , 40 , 41 , 42 , 44 , 45 , 46 , 47 , 48 , 49 , 50 , 51 , 52 , 53 , 54 , 55 , 56 , 57 , 58 , 59 , 60 , 61 , 62 , 63 ]. The Navajo Infant Feeding Project focused on cultural beliefs influencing infant feeding practices within three Navajo communities in the United States [ 48 ] and emphasized breastfeeding’s significance for nutritional, physical, and psychological health where mothers not only pass along physical health benefits, but also their wellbeing to their children. The Baby Teeth Talk Study in Cree communities in Northern Manitoba, Canada, has identified breastfeeding as a cultural intervention for the prevention of early childhood caries [ 52 ]. Several studies included a variety of generations in data collection, contributing to rich discussion of how breastfeeding rates and connection to traditionality has changed in some communities [ 48 , 57 , 64 , 65 ]. For example, grandmothers living on the Fort Peck Reservation in Montana, US, were interviewed about their perspectives on infant feeding [ 65 ]. In one of the ethnographic studies, there was a specific focus on the Ojibwe culture relating to infant feeding practices from the perspective of mothers, professionals who were also community members, and Elders [ 35 ]. This study emphasized the holistic and collective worldview of the community, influencing women’s roles within the family and how teachings were passed on from generation to generation [ 35 ]. This was considered to be important in influencing effective and culturally safe breastfeeding promotion. Within the Northwest Territories, Canada, Moffitt and Dickinson [ 53 ] supported breastfeeding knowledge translation tools for Tłı̨chǫ women with one of the themes focused on factors that “pull to breastfeeding,” including breastfeeding as a traditional feeding method. In general, Indigenous communities described breastfeeding as a cultural practice; however, how this is supported and the traditional knowledge surrounding this practice may differ from community to community. Therefore, health providers must be aware of community-specific protocols and support these within programs and recommendations.

Theme three: social perceptions

Societal influences are often considered alongside cultural perspectives of infant feeding; therefore, this theme was also commonly discussed in the papers retained in this scoping review (Fig.  6 ) [ 30 , 32 , 33 , 36 , 37 , 38 , 40 , 42 , 49 , 50 , 52 , 54 , 57 , 58 , 59 , 61 , 64 , 66 , 67 , 68 , 69 , 70 , 71 ]. In New South Wales, Australia, Aboriginal mothers and key informants noted the need for “a safe place to feed,” including concerns about the social acceptability to breastfeed in public [ 32 ]. Broader social “norms” are also discussed as influencing maternal behavior [ 68 ], and respondents in some studies expressed concern about judgements from others [ 32 , 36 ]. Tapera et al. [ 40 ] described concerns about social pressures and a lack of support with one grandparent sharing, “well here in New Zealand, I know we have a problem with this [breast-feeding], especially when mothers go out and they breast-feed their babies in public. There’s a lot of people that moan and groan about this.” Similarly, regarding social norms, a grandmother living in the US shared,

“a long time ago that, it [breastfeeding] was acceptable and nobody had any qualms about it but today, I mean you read continually about, people, mother’s tryin’ ta breastfeed and they’re being chased out a places or stores or people are rude about it […]. Society’s changed, you know, it’s […] society, has come to the point where it’s […] trying to tell us what’s the right way ta live what’s the right way ta raise our kids” [ 65 ].

Dodgson et al. [ 30 ] described how in an Ojibwe community in Minnesota, US, participants noted the dominant societal influences in contrast to community traditions, with women making an effort to engage in traditional practices. The sexualization of breasts in mainstream society sometimes influenced Indigenous mothers’ infant feeding experiences [ 36 ], although Ojibwe caregivers in Minnesota attributed shyness with breastfeeding to traditional value opposed to sexualization of breasts [ 30 ]. Eni et al. [ 36 ] included sexual objectification of the feminine body as a subtheme in their study, describing how this social perception damages maternal mental health, creating a barrier to breastfeeding. While shifting social norms is a significant challenge, breastfeeding supports can address concerns about the sexual objectification of breasts by creating safe spaces for parents to talk about the challenges and ensure that parents have access to mental health resources.

Theme four: family

Dodgson et al. [ 30 ] described family as a pattern that influences breastfeeding intersecting with the social structures of the community, culture, and the broader society. There were 33 other papers that described the influence of family on infant feeding practices making this the most discussed theme (Fig.  6 ) [ 30 , 31 , 32 , 33 , 36 , 38 , 39 , 40 , 43 , 44 , 45 , 46 , 47 , 48 , 49 , 50 , 51 , 53 , 54 , 55 , 57 , 58 , 59 , 60 , 61 , 65 , 66 , 67 , 68 , 69 , 70 , 71 , 72 , 73 ]. Native American mothers living in six communities highlighted the importance of family as a key theme [ 47 ]. One mother shared, “For me, it’s my mom definitely [whose advice is most important] because she has had three kids and I lived with her or near her for all of my kids. So I’ve always gone to her first for advice.” This was echoed by many other participants with a paraprofessional adding, “family [advice is most important], because they are around their family most. And they always hear from their aunties, or from grandma, baby’s fussing, baby must be hungry, baby needs this and baby needs that.” The Baby Basket Program in Cape York, Australia identified that empowering families was the foundation of the program to ensure that mothers and their partners were equipped for the arrival of their babies [ 50 ]. Family often plays an integral role in supporting mothers in infant feeding practices. Bauer and Wright [ 45 ] note that even when mothers don’t have other supports or conditions in place to support breastfeeding, they may still choose to breastfeed if their family is supportive. However, when this support is lacking, mothers find it challenging to breastfeed [ 31 , 36 ]. Some studies identified the significance of family in the study design, integrating family caregiver perspectives in data collection [ 64 , 65 ]. Therefore, health programs and research studies should consider the role and experience of non-primary caregivers within family networks for infant and maternal health and nutrition.

Theme five: professional influences

This theme represents the influence of formal systems including healthcare professionals, health and social programs, child services, and the legal system. In total, there were 26 papers that referenced professional influences on infant feeding experiences (Fig.  6 ) [ 30 , 31 , 33 , 38 , 41 , 42 , 43 , 45 , 47 , 48 , 50 , 51 , 52 , 54 , 58 , 59 , 61 , 62 , 66 , 67 , 68 , 69 , 70 , 71 , 72 , 73 ]. Some studies incorporate health workers as participants in data collection [ 47 , 50 , 65 ]. One health paraprofessional shares about some of the pressures experienced by mothers to formula feed, “sometimes hospitals and doctors want to push formula in bottles on moms [ 47 ].” One of the main themes in a study with Sioux and Assiniboine Nations in the US was the ‘ Overburdened Healthcare System’ , describing a lack of resources and infrastructure to support breastfeeding, including a subtheme of mistrust in the healthcare system due to previous negative experiences such as forced sterilization of Indigenous women [ 65 ]. However, some caregivers also expressed positive healthcare supports, “when I was at home, [clinic midwife] and [lactation consultant made home visits] … they encouraged me … And then it started getting a little bit better, but it was still a bit hard. Now he feeds pretty all right [ 73 ].” Professional influences on infant feeding are nuanced and may differ significantly within various contexts and individuals; therefore, tailored interventions are needed.

Theme six: environment

This theme represents the external variables within the built environment that influence decision making including work, school, remoteness, and cost of formula. Eighteen papers addressed this theme [ 30 , 31 , 44 , 45 , 46 , 47 , 48 , 49 , 51 , 53 , 58 , 59 , 66 , 67 , 68 , 70 , 71 , 72 ]. Wright et al. [ 74 ] specifically considered the challenge of breastfeeding with maternal employment among the Navajo population in the US. In Bauer and Wright’s [ 45 ] study that explored infant feeding decision models, they identified that work and school are part of the decision-making process on whether to breastfeeding or to use formula, but even when these environmental challenges are present they can be further influenced by other factors, like family . For example, a mother may choose to breastfeed and use a breast pump to navigate work/school schedules, but family members may recommend that they can incorporate formula; decision-making is not only about the main caregiver’s desires but can involve various decision-makers.

Theme seven: autonomy

This theme describes parents’ freedom to make infant feeding decisions that fit for them and their priorities. Maternal desire to breast- or bottle-feed was discussed in select papers in this review [ 45 , 51 ]. In addition, other papers describe parents’ freedom to do activities outside of infant feeding in the early months of baby’s life with discussion of time required to breastfeed or prepare bottles for feeding [ 31 , 58 , 72 , 74 ]. A key informant in a study with an Aboriginal community in Northern New South Wales, Australia, shares, “they want to breastfeed, but then it comes down to when they want to go out, or keep up with their man [ 32 ].” Some parents report that they experienced judgements from others or feel forced into making a specific decision on infant feeding method, highlighting a desire to have support and freedom to make their own decisions [ 36 , 56 ].

Theme eight: infant feeding knowledge

Several studies emphasize the importance of knowledge on infant feeding experiences, highlighting the value of infant feeding education, both within the overall healthcare system and from traditional teachings [ 30 , 32 , 35 , 40 , 42 , 43 , 47 , 52 , 57 , 58 , 62 , 64 , 66 , 67 , 68 , 69 , 70 , 71 , 72 ]. Within the theme of addressing feeding challenges in one study [ 66 ], a caregiver shared how knowledge helped her to work through a challenge,

“He did start fussing at about 6 weeks and that was kind of hard because I thought, ‘No, I have got this perfect now, and he has started to muck up’. But then I read, because I had those booklets and I read that sometimes they — at a certain point — they get a bit fussy and you just have to work through it. [Ml7]” [ 66 ].

Traditional breastfeeding knowledge is important for many communities; one Anishinaabe community knowledge keeper shared that “breast milk is a gift and a medicine a mother gives her child” [ 35 ]. This study also discusses feeding patterns as shared by Elders and traditional teachers. Traditional knowledge considers holistic perspectives of health where caregivers are also focused on the baby’s spiritual wellbeing [ 48 , 56 ].

Theme nine: milk substitutes

Bottle feeding (formula or canned milk) and solid foods are described in several papers as alternatives or complements to breastfeeding [ 31 , 33 , 34 , 37 , 39 , 47 , 48 , 49 , 51 , 52 , 53 , 58 , 66 , 67 , 74 , 75 ]. In Neander and Morse’s [ 37 ] study with a Cree community in Alberta, Canada, bottle feedings were offered particularly when mothers felt that they were not producing adequate milk supply to meet the baby’s nutritional needs. Insufficient milk supply is echoed as a concern in several other papers resulting in complementary bottle feeding or weaning [ 48 , 51 , 56 , 66 , 67 ]. A Māori father shares,

“about the second week, baby just wanted more food. She (partner) would end her day and baby was just hungry. We had to [give her] the bottle and then she would be finally satisfied. It wasn’t that she made a choice. Baby was actually demanding more and more and she couldn’t produce it. (First-time father, mid 20’s) [ 56 ].”

This theme particularly overlaps with autonomy as parents balance infant feeding decisions with breastmilk supply, work, school, and other personal commitments.

Theme ten: cultural safety

Indigenous caregivers interact with a variety of health services postnatally; however, there is a need to address cultural safety within the healthcare system. Twelve retained papers highlighted this theme either directly as one of their themes or as part of another theme (Fig.  6 ) [ 30 , 31 , 44 , 47 , 50 , 64 , 66 , 67 , 69 , 71 , 73 , 74 ]. One health worker in Victoria, Australia, shared,

“I can’t say often enough or long enough, loud enough the ideal for children 0–8 is to have access to maternal and child health. You might say ‘oh yes, they’ve got access to mainstream and they’re culturally going to put up a few Indigenous prints in their rooms’ It’s not the same. Our families are telling us with their feet it’s not the same.”

Mothers expressed a desire for more traditional infant feeding knowledge within services and culturally relevant supports [ 47 , 64 ]. A study that focused on a baby basket program to support families in a Murri (Local Australian Aboriginal Group) Way identified how important culturally safe language and relationships are for families,

“…the nurse is also learning what the best way is to approach a family and what the wording has to be, what the languaging is around things, what the traditional words are for Indigenous language and are appropriate for use in certain circumstances” [ 50 ].

Theme eleven: survivance

Indigenous caregivers experience a variety of hardships; however, through resistance and survival, they practice cultural revitalization [ 76 ]. This theme is discussed in 15 papers and is often described through a lens of maternal mental health (Fig.  6 ) [ 30 , 31 , 33 , 43 , 53 , 54 , 57 , 58 , 59 , 63 , 64 , 66 , 68 , 36 , 74 ]. Some parents express feelings of guilt for the challenges they encounter, which can further contribute to negative emotions [ 58 ]. Maternal mental and emotional health can impact infant feeding experiences,

“…sometimes people’s psychological health, mental health is more of a risk factor, you know if you’re not sleeping and you’re bordering on depression and you’re not coping well and you can’t get the baby to latch and you’re constantly feeling like a failure and you can’t get out of that rut, is it worth it?…People have to decide that for themselves. (Key Informant #5)” [ 33 ].

A grandmother in the Northwest Territories of Canada noted the disembodiment caused by residential schools as expressed as a disconnection between physical experiences and relationships,

“You know in those days, I mean residential school. In those days, they never did talk about their body parts because I think they were too ashamed [of your body] to say to your kids. I never did hear it [breastfeeding] from my sisters or nobody in the family. They were so private (L151-156)” [ 57 ].

Traumatic experiences, like residential schools, can have a lasting impact on how caregivers navigate motherhood and infant feeding, and the support they receive from family members.

Theme twelve: establishing breastfeeding

There are several practical challenges that mothers encounter while breastfeeding like pain, latching issues, and low milk supply, discussed in 11 of the studies (Fig.  6 ) [ 48 , 51 , 54 , 56 , 58 , 61 , 66 , 68 , 71 , 72 ]. A mother shared,

“He wouldn’t latch on all the time, like, the nurses and stuff tried to help me but then it would be all frustrating…. He didn’t really know what to do. He tried and then they gave him formula. He really loved it. [MI5]” [ 66 ].

Although these challenges are most discussed at the beginning of breastfeeding, sometimes concerns arise when babies are older.

“Yeah it was 8 or 9 months after she was born. After a while there was too much pressure on me. She was getting up all through the night and she would eat and eat and eat and not get full…” [ 33 ].

Overall, many caregivers reported that breastfeeding is difficult; therefore, supports that consider the variety of challenges that can arise are needed.

Study recommendations

The studies included in this review were published over three decades starting in 1984 until 2019 and were completed with various Indigenous communities in four countries. We anticipated that earlier work would demonstrate markedly different infant feeding recommendations than more recent research; however, this was not necessarily the case. For example, cultural safety is a more recent discussion within the health literature; however, although we see some discussion of this in more recent studies, studies in the 80’s and 90’s also highlight the importance of incorporating traditional teaching and consulting community members [ 37 , 48 ]. Therefore, supporting Indigenous self-determination where health professionals provide culturally appropriate care is essential.

In addition to topics related to cultural safety, various studies highlight a need for community-driven and local knowledge to inform programs and policies related to infant nutrition [ 31 , 47 , 57 , 64 , 75 ]. Several studies also focus on infant feeding specific programs and behavioral changes in their recommendations [ 47 , 50 , 65 ]; however, many of these studies also highlight the need to expand beyond the individual’s role in decision making and address the broader social and environmental factors such as the workplace, healthcare infrastructure, social perceptions, among others, that influence infant feeding decisions. For example, Eni et al. [ 36 ] note that there are a complexity of factors resulting in various breastfeeding environments. These structural, social and cultural contexts are discussed throughout several of the grey literature texts as well [ 32 , 33 ]. It is also important to note that in the most recently published database paper, maternal mental health is directly addressed in the recommendations and this is the only paper with this focus for next steps [ 65 ]. Interventions that target socio-ecological factors based on the included papers’ recommendations for infant feeding are summarized in Fig.  7 .

figure 7

(Adapted from Rollins et al. 2016)

The components of Indigenous infant feeding environments informed by community-based interventions

This scoping review presents and summarizes the findings reporting Indigenous infant feeding experiences within the qualitative literature in Canada, the US, Australia, and Aotearoa. Twelve themes were identified which summarize the literature including culture and traditionality , colonization, family, environment, social perceptions, professional influences, milk substitutes, breastfeeding initiation, cultural safety, survivance, infant feeding knowledge, and autonomy. The most prevalent themes discussed by caregivers and researchers in the included papers were family and culture/traditionality . The frequency of these two themes highlight the significant impact of family and culture/traditionality on infant nutrition decision-making for Indigenous caregivers and overlaps with components of the socio-ecological model [ 77 ]. This focus on family and culture/traditionality also emphasizes the importance of familial relationships and a collective mentality within traditional life ways for many Indigenous communities in these regions on infant nutrition and care practices.

In their informative global breastfeeding paper, Rollins and colleagues’ [ 1 ] conceptualize the components that contribute to the breastfeeding environment at multiple levels, overlapping with the social determinants of health. In this review, we observed that caregivers report similar components of the breastfeeding environment; however, these components seem to be described collectively, rather than as separate contexts. This is evident in the recommendations proposed by authors with a large focus on local and community-specific leadership, multidisciplinary interventions, and cultural safety in response to historical traumas, particularly within the healthcare system (Fig.  7 ). This aligns with Indigenous epistemology with an emphasis on the collective and interconnectedness of all things where power is manifested together, not over one another, and is based in local land-based knowledge [ 78 , 79 ].

A primary recommendation echoed within many of these studies was the need for community engagement in program and policy development [ 34 , 47 , 50 , 64 ]. This may need to be expanded upon to support Indigenous self-determination of policy and programs related to infant feeding where community members are not only engaged but leading the way forward in maternal and infant health. It is important to note that there have been changes over time in how these recommendations and perspectives are discussed and the role of the health professional, particularly related to cultural safety. For example, although similar concepts are discussed in Neander and Morse’s paper published in 1989, ‘cultural safety’ is not used as the terminology, which has been expanded upon in recent years by Indigenous and non-Indigenous scholars [ 37 , 80 , 81 ].

Related to this focus on health professionals and cultural safety, it’s important to distinguish that in many of the positive experiences expressed by participants in the studies, these interactions seemed to be primarily with professionals interacting closely with families. For example, midwives, who make home visits, were often included as part of positive experiences. In the literature, there is an emphasis on including practitioners who can build strong relationships with families through home visits and regular community engagement in routine services, which supports cultural safety within the healthcare system [ 82 , 83 ]. Health professional regulatory bodies should consider implementing practice competencies that support professionals to build and navigate strong and ethical relationships with clients/patients. Similarly, healthcare settings that serve Indigenous peoples should consider processes and therefore, facility infrastructures that enable close family-client-professional interactions. An example of this implementation with positive client experiences is the Toronto Birthing Centre, which uses an Indigenous framework and has birthing rooms with space for family [ 84 ].

The studies in this review are written within various fields of research; therefore, there were differences in methodological reporting. Future qualitative work should be thorough in reporting theoretical foundations to provide clarity of how the analyses and overall projects are approached (Fig.  4 ) [ 85 ]. Given the limited studies that report author/researcher positionality (Fig.  2 ), this may be an important addition in forthcoming work as a means of respecting Indigenous and qualitative literature conventions where we recognize that positionality influences ontological origins [ 86 ]. We challenge the academy to recognize that Indigenous and local knowledges are required within Indigenous health research and dissemination practices, while acknowledging our own limitation in this review of a single country authorship team.

This systematic scoping review utilized a rigorous search strategy that limited the possibility of missing relevant publications; however, it was time intensive. PRISMA-ScR guidelines were followed with two independent reviewers at each stage, enabling reproducibility of this review. The inclusion of the grey literature is a strength in this study as it captured important papers that were not published in peer-reviewed journals, often from Indigenous authors and communities (many of which were graduate dissertations), which was a priority in this review. A possible limitation is the exclusion of work that only discussed the introduction to solid foods; it is possible that this excluded an important conversation about the differences of introducing solids, like traditional foods from an Indigenous group’s perspective. In addition, the topic of this review is multidisciplinary; therefore, it is possible that although effort was made to include a broad range of research field databases in the search, relevant sources may have been missed.

In conclusion, this scoping review highlights important considerations for infant feeding environments within Indigenous communities with a focus on family and culture. Based on caregiver experiences, Indigenous breastfeeding supports must be community led with a focus on local capacity and traditional teachings. An emphasis on an intergenerational perspective that considers structural and systems approaches including cultural safety within healthcare, addressing maternal mental health, and consideration of sustainability over time is encouraged. Future work should focus on these key areas through strength-based research approaches, grounded in strong relationships and long-term follow-up.

Data availability

All data generated or analysed during this study are available from the corresponding author on reasonable request.

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Acknowledgements

We wish to acknowledge the important contribution of Halima Abubakar in the review process. Given the knowledge specific to Indigenous communities discussed in this scoping review and out of respect for Indigenous research conventions, the authors position themselves within the research to explain the lens from which they approach and understand the research process. TG and AH are non-Indigenous scholars and faculty members based at the University of Toronto, which rests on lands that are the traditional home of the Huron-Wendat, the Seneca, and the Mississaugas of the Credit. All other authors have had student or supporting roles throughout this work and situate themselves as follows: HM is a settler of Scottish, Irish, French, German, and English ancestry residing in Haudenosaunee and Anishinaabe territory, which is part of the dish with one spoon agreement; CC is a settler living in Treaty 7 Territory, with ancestral roots in Germany, Scotland, and the Ukraine; AS is an Odawa Kwe from Wikwemikong, Manitoulin Island, Ontario. Currently, residing in the Tiohtià:ke in Kanien’kéha unceded territory; and HS is living in Treaty 13 territory with ancestral roots in Afghanistan. The remaining co-authors identify as non-Indigenous scholars.

This research received no specific grant from any funding agency in the public, commercial or not-for-profit sectors.

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As the first author, HM conceptualized this work and provided leadership throughout. She participated in every aspect of this review, wrote the initial manuscript, and completed revisions. CC contributed to the screening and full text review of this work. She also contributed to the analysis, and the writing and review of the manuscript. TG supported the protocol of this review and provided guidance throughout analysis. She also contributed to the final manuscript. HS supported screening and full text review. She also provided edits for the manuscript. AS provided feedback on the analysis for this review and contributed to the writing of the manuscript. CL supported screening of papers and provided edits to the final manuscript. AH provided guidance throughout the duration of this review, supported decision making, and provided edits on the manuscript. All authors approved the final manuscript.

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Monteith, H., Checholik, C., Galloway, T. et al. Infant feeding experiences among Indigenous communities in Canada, the United States, Australia, and Aotearoa: a scoping review of the qualitative literature. BMC Public Health 24 , 1583 (2024). https://doi.org/10.1186/s12889-024-19060-1

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The Mathematician Who Finds the Poetry in Math and the Math in Poetry

January 12, 2024

A portrait of mathematician Sarah Hart.

Philipp Ammon for Quanta Magazine

Introduction

Sarah Hart has always had an eye for the covert ways mathematics permeates other fields. As a child, she was struck by the ubiquity of the number 3 in her fairy tales. Hart’s mother, a math teacher, encouraged her pattern-seeking, giving her math puzzles to pass the time.

Hart went on to earn a doctorate in group theory in 2000 and later became a professor at Birkbeck, University of London. Hart’s research probed the structure of Coxeter groups, more general versions of structures that catalog the symmetries of polygons and prisms. In 2023, she published Once Upon a Prime , a book about the ways math appears in fiction and poetry. “Since we humans are part of the universe, it is only natural that our forms of creative expression, literature among them, will also manifest an inclination for pattern and structure,” Hart wrote. “Mathematics, then, is the key to an entirely different perspective on literature.”

Since 2020, Hart has been the professor of geometry at Gresham College in London. Gresham has no traditional courses; instead, its professors each deliver several public lectures per year. Hart is the first woman to ever hold the 428-year-old position, which was occupied in the 17th century by Isaac Barrow, famous for teaching another Isaac (Newton). More recently, it was held by Roger Penrose, a mathematician who won the 2020 Nobel Prize in Physics. Hart spoke with Quanta about how mathematics and art influence one another. The interview has been condensed and edited for clarity.

Why did you choose to write your book about the links between math and literature?

These links are less explored and less known than those between math and, say, music. The connections between mathematics and music have been celebrated since at least as far back as the Pythagoreans. However, though there has been writing and academic research about specific books, authors or genres, I hadn’t seen a book for a general audience about the broader connections between mathematics and literature.

Sarah Hart, the professor of geometry at Gresham College, sees symmetry everywhere.

Video : Sarah Hart, the professor of geometry at Gresham College, sees symmetry everywhere.

Video: Christopher Webb Young and Emily Buder/ Quanta Magazine ; Photo: Philipp Ammon for Quanta Magazine

How should people in the arts think about math?

There’s a lot of common ground between mathematics and, shall I say, the other arts. In literature, as well as music and art, you don’t ever start with nothing at all. If you’re a poet, you are choosing: Will I have a haiku with its very precise numerical constraints, or will I write a sonnet which has a certain number of lines, a certain rhyme scheme, a certain meter? Even something that doesn’t have a rhyme scheme will have line breaks, a rhythm. There will be constraints that inspire creativity, that help to focus you.

In mathematics, we have the same thing. We have some ground rules. Within that, we can explore, we can play, and we can prove theorems. What mathematics can do for the arts is help find new structures, show what the possibilities are. What would a piece of music look like that doesn’t have a key signature? We can think about the 12 tones and arranging them differently, and here are all the ways you can do that. Here are different color schemes you can devise, here are different forms of poetic meter.

What’s one example of how math has been affected by literature?

Thousands of years ago in India, poets were trying to think about the possible meters. In Sanskrit poetry, you have long and short syllables. Long is twice as long as short. If you want to work out how many there are that take a length of time of three, you can have short, short, short, or long, short, or short, long. There are three ways to make three. There are five ways to make a length-four phrase. And there are eight ways to make a length-five phrase. This sequence you’re getting is one where every term is the sum of the previous two. You exactly reproduce what we nowadays call the Fibonacci sequence. But this was centuries before Fibonacci.

A Babylonian cuneiform tablet.

Hart is interested in the mathematical language found on this Babylonian cuneiform tablet, one of the earliest records of humans doing math.

How about math’s influence on literature?

A quite simple sequence, but it works very, very powerfully, is Eleanor Catton’s book The Luminaries , which came out in 2013. She used the sequence that goes 1,1/2, 1/4, 1/8, 1/16. Every chapter in that book is half the length of the one before. It creates this really fascinating effect, because the pace is picking up, and the characters’ choices are being more constrained. Everything hurtles toward its conclusion. By the end, the chapters are extremely short.

Another example of a slightly more complicated mathematical structure is what’s called orthogonal Latin squares. A Latin square is kind of like a sudoku grid. In this case, it’d be a 10-by-10 grid. Every number appears exactly once in each row and in each column. Orthogonal Latin squares are formed by overlaying two Latin squares so there is a pair of numbers in each space. The grid formed by the first number in each pair is a Latin square, and so is the grid formed by the second number in each pair. Furthermore, in the grid of pairs, no pair appears more than once.

These are very useful in all sorts of ways. You can make error-correcting codes out of them, which are useful for sending messages along kind of noisy channels. But one of the great things about these particular ones, size 10, is that one of the greatest mathematicians of all time, Leonhard Euler, thought they couldn’t exist. It was one of the very few times when he made a mistake; that’s why it was so exciting. A long time after he made this conjecture that these things couldn’t exist for particular sizes, it was refuted, and squares of this size were found in 1959. It was on the cover of Scientific American that year.

Five photographs of mathematician Sarah Hart.

Hart has been making mathematical patterns since she was a young child.

Years after that, a French writer, Georges Perec, was looking for a structure to use for his book Life: A User’s Manual . He chose one of these orthogonal Latin squares. He set his book in a Paris apartment block, which had 100 rooms, a 10-by-10 square. Every chapter was in a different room, and every chapter had its unique flavor. He had lists of 10 things — various fabrics, colors, that kind of thing. Every chapter would use a unique combination. It’s a really fascinating way to structure the book.

You clearly value good writing. What do you think of the quality of writing in math research papers?

It’s very variable! I know we prize brevity, but I think sometimes that is taken too far. There are too many papers that don’t have any useful examples.

What we actually prize is an ingenious argument that, because it covers all the cases at once so cleverly, is also brief and elegant. That is not the same as squashing your long argument into a smaller space than it needs by covering the page with arcane sigils that you’ve created to make the notation briefer, but which not only the reader but probably you yourself will have to unpack laboriously again in order to make any sense of what’s going on.

We don’t give enough thought to helpful notation which reminds the reader what is meant. The right notation can absolutely transform a piece of mathematics, and can make space for generalizations as well. Think of the transition, historically, from writing an unknown, its square and its cube with three different letters, and how much more likely, and even possible, it is to start thinking about  when you have started writing ,  and  instead.

Mathematician Sarah hart typing on a laptop computer.

Hart works from her home office, which sits in her back garden.

Do you see evolution in the links between math and art?

There are new things all the time. Fractals were everywhere in the 1990s. On every student dorm room wall, there was a picture of the Mandelbrot set or something like this. Everyone was like, “Oh, this is exciting, fractals.” You get, for example, musicians, composers, who are using fractal sequences in their compositions.

When I was about 16, there were these new things called graphics calculators. Very exciting. And a friend of my mother’s gave me this program that could draw a Mandelbrot set on one of these little graphics calculators. It had about, I don’t know, 200 pixels. You program this thing in, and then I had to leave it for 12 hours. It would plot these 200 points at the end of it. So even mere schoolchildren could engage with this in the late ’80s and early ’90s, and produce these pictures for themselves.

Even when you were in school, you were already very interested in hardcore math, it sounds like.

  I think I’ve been interested since before I even knew that meant I was mathematical. Like, I just always was making patterns from when I was a tiny, weeny child.

When I was quite little, my favorite toy was some very simple wooden painted tiles. They came in all different colors. I would make them into patterns, and then I’d look at it proudly for a day or so, and then I’d make another one.

Two photos, one with Sarah Hart holding her bird and a small ball, and another of the bird with the ball.

Hart with her bird, Coco, at her home in northeast London.

When I got a bit older, I would play with numbers and look at patterns. Mum would be the one I would go to and say, “I’m bored.” And then she’d say, “Well, can you work out what the pattern is of the number of points you need to make a triangle?” or whatever it was. She’d have me rediscover the triangular numbers or something, and I’d be very excited.

My poor mother, the number of amazing inventions that I would go to my mother with. “I’ve developed a whole new way of doing something!” And she’d say, “OK, that’s very nice. But, you know, Descartes thought of that centuries ago.” And then off I’d go; I’d come up with another amazing idea a few days later. “That’s lovely, dear. But the ancient Greeks had that one.”

Do you recall any particularly satisfying moments from your math research career?

The moments when you finally understand what the pattern is that you are seeing is always satisfying, as well as when you work out how to complete a proof you’ve been wrestling with. My strongest memories of those feelings of delight, probably because they were the first times I’d felt them, are from the start of my research career. But it’s still a lovely feeling to get that “aha,” when you finally understand what’s going on.

Very early on I was trying to prove something about infinite Coxeter groups. I’d resolved some of the cases, and in looking at the rest I came up with a technique that would work if a specific criterion was satisfied. You can write these relationships in a graph, so I started putting together a collection of the graphs for which my technique could be applied. This was over Christmas one year.

Mathematician Sarah Hart walking down a path towards stairs.

“Doing mathematics feels like discovery,” Hart said. “If we were inventing the mathematics, it surely wouldn’t be so hard to prove things! Sometimes we desperately want something to be true, and it isn’t.”

After a while, my set of pictures started to look like a particular set of graphs that were listed in a book about Coxeter groups that was in my office, and I began to hope that it was this exact set of graphs. If it was, then that would fill in the hole in my proof, and my theorem would be finished. But I couldn’t check for sure until I got back into the university after Christmas — this was before you could just Google everything. I think the anticipation of having to wait to confirm my hunch made it even better when I got to the book and compared my handwritten set of diagrams with the ones in the book, and they were indeed a match.

What do you think about the question of whether math is created or discovered? Almost nobody would argue that any of the novelists you write about in your book “discovered” their novels. Is this a fundamental difference between math and literature or not?

It probably is, though there are still some resonances.

Doing mathematics feels like discovery. If we were inventing the mathematics, it surely wouldn’t be so hard to prove things! Sometimes we desperately want something to be true, and it isn’t. We can’t avoid the consequences of logic, I suppose.

It all feels like discovery when you are doing it. Some choices mirror what we experience in the real world, like the axioms of geometry we work with, which are chosen because that seems to be roughly what reality is like — though even there, there’s no such thing as a “point” or a “line” (because we can’t draw something that takes up no space, and a line in geometry has no breadth and extends infinitely far).

To some extent, there are parallels to this continuum in literature. Once you define the rules of a sonnet, you will be hard-pressed to write one whose first line ends with “orange” or “chimney.”

But I can’t resist sharing something J.R.R. Tolkien said about writing The Hobbit : “It all began when I was reading exam papers to earn a bit of extra money. … Well, one day I came to a blank page in an exam book and I scribbled on it. ‘In a hole in the ground there lived a hobbit.’ I knew no more about the creatures than that, and it was years before his story grew. I don’t know where the word came from.”

Hobbits — did he create them or discover them?

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